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Original filing (PDF)20251014093600NAL0002420449001
SYMPHONY RISK ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
SYMPHONY RISK SOLUTIONS 401(K) PLAN
401(k) retirement plan
Active participants
116
Accounts w/ balance
133
Plan assets (EOY)
$12.0M
Net assets (EOY)
$12.0M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SYMPHONY RISK ENTERPRISES, LLC.
Plan sponsor
Name
SYMPHONY RISK ENTERPRISES, LLC
EIN
82-5368532
Address
2425 NORTH CENTRAL EXPRESSWAY SUITE · RICHARDSON, TX · 75080
Phone
(972) 864-0400
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
LANE GORMAN TRUBITT, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN SVCS. | 82-4555287 | — | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES IN | — | PASADENA, CA | INVESTMENT ADVISOR | $22K | — |
Investments
40 direct securities· $12.0M(100% of reported assets)
Uncategorized
$11.7M
39 holdings
Mutual Funds
$252K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds AMERICAN FUNDS 2020 TRGT DATE RETIRE R5E | — | — | — | $1.7M | 14.2% | |
| American Funds AMERICAN FUNDS 2030 TRGT DATE RETIRE R5E | — | — | — | $1.2M | 10.0% | |
| American Funds AMERICAN FUNDS 2035 TRGT DATE RETIRE R5E | — | — | — | $1.2M | 9.8% | |
| American Funds AMERICAN FUNDS 2040 TRGT DATE RETIRE R5E | — | — | — | $1.1M | 9.5% | |
| American Funds AMERICAN FUNDS US GOVERNMENT MMKT R5E | — | — | — | $1.0M | 8.7% | |
| American Funds AMERICAN FUNDS 2045 TRGT DATE RETIRE R5E | — | — | — | $760K | 6.4% | |
| American Funds AMERICAN FUNDS 2050 TRGT DATE RETIRE R5E | — | — | — | $727K | 6.1% | |
| American Funds AMERICAN FUNDS 2025 TRGT DATE RETIRE R5E | — | — | — | $566K | 4.7% | |
| Fidelity Investments FIDELITY SELECT GOLD | — | — | — | $531K | 4.4% | |
| American Funds AMERICAN FUNDS GROWTH PORTFOLIO R5E | — | — | — | $469K | 3.9% | |
| American Funds AMERICAN FUNDS ST BD FD OF AMER R5E | — | — | — | $273K | 2.3% | |
| S * American Funds AMERICAN FUNDS 2015 TRGT DATE RETIRE R5E | Mutual Funds | — | — | $252K | 2.1% | |
| American Funds AMERICAN FUNDS WASHINGTON MUTUAL R5E | — | — | — | $241K | 2.0% | |
| Fidelity Investments FIDELITY SELECT ENERGY PORTFOLIO | — | — | — | $183K | 1.5% | |
| Fidelity Investments FIDELITY CONTRAFUND | — | — | — | $179K | 1.5% | |
| maturing through November 2029 - | — | — | — | $161K | 1.3% | |
| American Funds AMERICAN FUNDS INVMT CO OF AMER R5E | — | — | — | $151K | 1.3% | |
| Fidelity Investments FIDELITY 500 INDEX | — | — | — | $150K | 1.3% | |
| Parnassus Investments PARNASSUS MID CAP INSTITUTIONAL ** 675 PIMCO TOTAL RETURN INSTL | — | — | — | $149K | 1.2% | |
| American Funds AMERICAN FUNDS GLOBAL GROWTH PORT R5E | — | — | — | $124K | 1.0% | |
| Columbia Seligman Technology COLUMBIA SELIGMAN TECH & INFORMATION I2 | — | — | — | $112K | 0.9% | |
| Vanguard MID CAP INDEX ADM | — | — | — | $86K | 0.7% | |
| American Funds AMERICAN FUNDS SMALLCAP WORLD R5E | — | — | — | $75K | 0.6% | |
| Fidelity Investments FIDELITY SMALL CAP INDEX | — | — | — | $64K | 0.5% | |
| T. Rowe Price Retirement Funds, Inc. T. ROWE PRICE BLUE CHIP GROWTH | — | — | — | $59K | 0.5% | |
| Fidelity Investments FIDELITY TOTAL MARKET INDEX | — | — | — | $58K | 0.5% | |
| American Funds AMERICAN FUNDS CAPITAL WORLD GR&INC R5E | — | — | — | $55K | 0.5% | |
| American Funds AMERICAN FUNDS 2060 TRGT DATE RETIRE R5E | — | — | — | $44K | 0.4% | |
| American Funds AMERICAN FUNDS GROWTH AND INC PORT R5E | — | — | — | $39K | 0.3% | |
| T. Rowe Price Retirement Funds, Inc. T. ROWE PRICE EQUITY INCOME FUND | — | — | — | $32K | 0.3% | |
| American Funds AMERICAN FUNDS 2065 TARGET DATE FUND R5E | — | — | — | $27K | 0.2% | |
| American Funds AMERICAN FUNDS AMERICAN HIGH-INC R5E | — | — | — | $25K | 0.2% | |
| American Funds AMERICAN FUNDS NEW PERSPECTIVE R5E | — | — | — | $21K | 0.2% | |
| Franklin Templeton FRANKLIN RISING DIVIDENDS ADV | — | — | — | $20K | 0.2% | |
| American Funds AMERICAN FUNDS 2055 TRGT DATE RETIRE R5E | — | — | — | $20K | 0.2% | |
| Parnassus Investments PARNASSUS CORE EQUITY - INST | — | — | — | $18K | 0.2% | |
| Fidelity Investments FIDELITY SELECT HEALTH CARE | — | — | — | $11K | <0.1% | |
| BlackRock MID-CAP GROWTH EQUITY INSTL | — | — | — | $9K | <0.1% | |
| American Funds AMERICAN FUNDS NEW ECONOMY R5E | — | — | — | $9K | <0.1% | |
| American Funds AMERICAN FUNDS AMERICAN MUTUAL R5E | — | — | — | $1K | <0.1% |
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