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Original filing (PDF)20251015120000NAL0009100242001
FALCONS MANAGEMENT LLC
Form 5500
FILING_RECEIVED
FALCONS MANAGEMENT 401K PLAN
401(k) retirement plan
Signals · 2
26% in single holding7 service providers
Active participants
445
Accounts w/ balance
136
Plan assets (EOY)
$3.3M
Net assets (EOY)
$3.3M
How this plan invests
This plan
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
65
Knocking points off
- Top holding "Nuveen Lifecycle Index 2035 Fund - Class R6" is 26% of plan.
- Only 31% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FALCONS MANAGEMENT LLC.
Plan sponsor
Name
FALCONS MANAGEMENT LLC
EIN
82-4535685
Address
1995 NORTH PARK PLACE · STE 430 · ATLANTA, GA · 30339
Phone
(678) 909-2362
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PBMARES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | — | RECORDKEEPER | $9K | — |
| NATIONWIDE | 31-4156830 | — | RECORDKEEPER | $2K | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | — | RECORDKEEPER | $340 | — |
| NATIONWIDE RETIREMENT PLANS | 31-4156830 | — | RECORDKEEPER | $165 | — |
Other
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IRON FIDUCIARY | 99-9552241 | — | NONE | $2K | — |
| CAMBRIDGE INVESTMENT RESEARCH | 42-1445429 | — | NONE | $0 | — |
| CAMBRIDGE INVESTMENT RESEARCH | — | FAIRFIELD, IA | NONE | $0 | — |
Investments
39 direct securities· $3.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2035 Fund - Class R6 | — | — | — | $858K | 26.0% | |
| Nuveen Lifecycle Index 2030 Fund - Class R6 | — | — | — | $518K | 15.7% | |
| Nuveen Lifecycle Index 2025 Fund - Class R6 | — | — | — | $351K | 10.6% | |
| Nuveen Lifecycle Index 2040 Fund - Class R6 | — | — | — | $340K | 10.3% | |
| Nuveen Lifecycle Index 2045 Fund - Class R6 | — | — | — | $286K | 8.7% | |
| Nuveen Lifecycle Index 2050 Fund - Class R6 | — | — | — | $188K | 5.7% | |
| Nw Fixed Select Option | — | — | — | $138K | 4.2% | |
| State Street Balanced Index Fund - Class K | — | — | — | $116K | 3.5% | |
| Nuveen Lifecycle Index 2055 Fund - Class R6 | — | — | — | $92K | 2.8% | |
| Nuveen Lifecycle Index Retirement Income Fund - Class R6 | — | — | — | $70K | 2.1% | |
| Putnam Large Cap Growth Fund - Class Y | — | — | — | $68K | 2.0% | |
| Prncpl Mdcap R6 | — | — | — | $55K | 1.7% | |
| Vngrd Ttl Stmkt Indx Fd As | — | — | — | $52K | 1.6% | |
| Victory Sycamore Established Value Fund - Class I | — | — | — | $37K | 1.1% | |
| Baird Cor Pls Bd Inst | — | — | — | $26K | 0.8% | |
| Vngrd Wndsr Adml | — | — | — | $18K | 0.6% | |
| Vngrd Ttl Intlstkindx Adml | — | — | — | $15K | 0.5% | |
| Fid 500 Indx | — | — | — | $15K | 0.5% | |
| Nuveen Lifecycle Index 2010 Fund - Class R6 | — | — | — | $15K | 0.4% | |
| Artisan Intl Val Inst | — | — | — | $10K | 0.3% | |
| Nuveen Lifecycle Index 2060 Fund - Class R6 | — | — | — | $9K | 0.3% | |
| Nw Geneva Smcapgr Inst Svc | — | — | — | $8K | 0.2% | |
| Pimco Intl Bdusdlrhdginst | — | — | — | $3K | <0.1% | |
| Cohenstrs Realest Sec Inst | — | — | — | $3K | <0.1% | |
| Amfds New Wld R6 | — | — | — | $3K | <0.1% | |
| Vngrd Wlsly Inc Adml | — | — | — | $2K | <0.1% | |
| Fid Infl Prtct Bd Indx | — | — | — | $2K | <0.1% | |
| Loan | — | — | — | $2K | <0.1% | |
| Brown Advisory Sustainable Growth Fund - Institutional Shares | — | — | — | $2K | <0.1% | |
| Dfa Intl Lgcap Gr | — | — | — | $2K | <0.1% | |
| Fed Hrms Gov Oblgtns Prmr | — | — | — | $463 | <0.1% | |
| Blkrk Strat Inc Oppr I | — | — | — | $347 | <0.1% | |
| Fed Hrms Inst Hiyldbd Inst | — | — | — | $181 | <0.1% | |
| Calvert International Equity Fund - Class I | — | — | — | $158 | <0.1% | |
| Vngrd Ttl Intl Bd Idx Adml | — | — | — | $84 | <0.1% | |
| Blkrk 80/20 Trgtalloc Inst | — | — | — | $84 | <0.1% | |
| Vngrd Gnma Adml | — | — | — | $82 | <0.1% | |
| Jpm Eq Inc R5 | — | — | — | $6 | <0.1% | |
| Vngrd Intl Gr Adml | — | — | — | $2 | <0.1% |
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