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Original filing (PDF)20251012054106NAL0000257986001
MODERN AVIATION, INC.
Form 5500
FILING_RECEIVED
MODERN AVIATION 401(K) PLAN
401(k) retirement plan
Signals · 1
~88 bps in Sched C fees
Active participants
464
Accounts w/ balance
220
Plan assets (EOY)
$7.0M
Net assets (EOY)
$7.0M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 88 bps in Schedule C fees — 69% above peer band of 52 bps.
- Only 47% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MODERN AVIATION, INC..
Plan sponsor
Name
MODERN AVIATION, INC.
EIN
82-4451754
Address
301 S POLK · SUITE 350 · AMARILLO, TX · 79101
Phone
(910) 202-3225
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2J · 401(k) feature
2G · Total participant-directed accounts
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BARNES DENNIG AND CO LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HAYS FINANCIAL GROUP | 41-1931920 | — | ADVISOR | $29K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTH MANAGEMENT SYSTEMS INC | 22-3734996 | — | NONE | $0 | — |
Investments
29 direct securities· $7.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom 2025 Fund | — | — | — | $887K | 12.6% | |
| Fidelity Freedom 2030 Fund | — | — | — | $822K | 11.7% | |
| Fidelity 500 Index Fund | — | — | — | $732K | 10.4% | |
| Fidelity Freedom 2040 Fund | — | — | — | $704K | 10.0% | |
| Fidelity Freedom 2050 Fund | — | — | — | $627K | 8.9% | |
| Fidelity Freedom 2035 Fund | — | — | — | $481K | 6.8% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $399K | 5.7% | |
| Fidelity Freedom 2055 Fund | — | — | — | $398K | 5.7% | |
| Fidelity Blue Chip Growth K6 Fund | — | — | — | $355K | 5.0% | |
| Fidelity Freedom 2045 Fund | — | — | — | $307K | 4.4% | |
| Lincoln Stable Value: Fidelity Fund | — | — | — | $212K | 3.0% | |
| Participant loans | — | — | — | $163K | 2.3% | |
| American Funds American Mutual Fund R6 | — | — | — | $130K | 1.9% | |
| Fidelity Mid Cap Index Fund | — | — | — | $114K | 1.6% | |
| Fidelity Total Bond K6 Fund | — | — | — | $113K | 1.6% | |
| MFS International Diversification Fund R6 | — | — | — | $90K | 1.3% | |
| Fidelity Freedom 2060 Fund | — | — | — | $81K | 1.2% | |
| Fidelity Freedom 2005 Fund | — | — | — | $80K | 1.1% | |
| Allspring Special Mid Cap Value Fund R6 | — | — | — | $71K | 1.0% | |
| Fidelity Emerging Markets Fund K | — | — | — | $64K | 0.9% | |
| Fidelity Freedom 2020 Fund | — | — | — | $57K | 0.8% | |
| Fidelity Global ex U.S. Index Fund | — | — | — | $49K | 0.7% | |
| MFS Mid Cap Growth Fund R6 | — | — | — | $39K | 0.5% | |
| Fidelity Small Cap Index Fund | — | — | — | $37K | 0.5% | |
| BlackRock Inflation Protected Bond Fund K | — | — | — | $11K | 0.2% | |
| Allspring Special Small Cap Value Fund R6 | — | — | — | $2K | <0.1% | |
| AB Small Cap Growth Fund Z | — | — | — | $2K | <0.1% | |
| Fidelity Freedom Income Fund Class K6 | — | — | — | $871 | <0.1% | |
| Fidelity International Capital Appreciation Fund K6 | — | — | — | $85 | <0.1% |
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