Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSIONMARK SECURITIES LLC | — | SANTA BARBARA, CA | NONE | $10K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $3K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $2.4M | 12.7% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $2.4M | 12.4% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — |
| — |
| $2.3M |
| 11.9% |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $1.9M | 10.0% |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $1.9M | 9.9% |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $1.5M | 7.7% |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $1.0M | 5.3% |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $929K | 4.8% |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $681K | 3.5% |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $572K | 3.0% |
| Fidelity Large Cap Growth Index Fidelity 0 | — | — | — | $535K | 2.8% |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $450K | 2.3% |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $366K | 1.9% |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $351K | 1.8% |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $309K | 1.6% |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $248K | 1.3% |
| Carillon Eagle Mid Cap Growth R6 Carillon 0 | — | — | — | $215K | 1.1% |
| Vanguard FTSE Social Index Adm Vanguard 0 | — | — | — | $197K | 1.0% |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $175K | 0.9% |
| BlackRock High Yield Portfolio K BlackRock 0 | — | — | — | $111K | 0.6% |
| Vanguard Interm-Term Bond Index Adm Vanguard 0 | — | — | — | $79K | 0.4% |
| Various Rates and Maturities Participant's Loan Account 0 | Participant loans | — | — | $79K | 0.4% |
| Cohen & Steers Real Estate Secs Z Cohen & Steers 0 | — | — | — | $70K | 0.4% |
| American Century Mid Cap Value R6 American Century 0 | — | — | — | $50K | 0.3% |
| Dodge & Cox Stock Fund I Dodge & Cox 0 | — | — | — | $44K | 0.2% |
| JPMorgan International Equity R6 JP Morgan 0 | — | — | — | $40K | 0.2% |
| American Century Small Cap Value R6 American Century 0 | — | — | — | $31K | 0.2% |
| American Century Small Cap Gr R6 American Century 0 | — | — | — | $27K | 0.1% |
| American Funds Bond Fund of Amer R6 American Funds 0 | — | — | — | $17K | <0.1% |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $13K | <0.1% |
| PGIM Global Total Return R6 PGIM 0 | — | — | — | $9K | <0.1% |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $6K | <0.1% |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $3K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
