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Original filing (PDF)20251028102933NAL0006828881001
CHAMBERLAIN, HRDLICKA, WHITE, WILLIAMS & AUGHTRY, P.C.
Form 5500
FILING_RECEIVED
CHAMBERLAIN, HRDLICKA, WHITE, WILLIAMS & AUGHTRY PROFIT SHARING AND 401(K)PLAN
401(k) retirement plan
Signals · 2
31% in single holdingNo recordkeeper disclosed
Active participants
347
Accounts w/ balance
358
Plan assets (EOY)
$126.1M
Net assets (EOY)
$126.1M
How this plan invests
This plan
14 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Self-Directed Brokerage Account Personal Choice Retirement" is 31% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (7 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CHAMBERLAIN, HRDLICKA, WHITE, WILLIAMS & AUGHTRY, P.C..
Plan sponsor
Name
CHAMBERLAIN, HRDLICKA, WHITE, WILLIAMS & AUGHTRY, P.C.
EIN
82-3774540
Address
1200 SMITH STREET, SUITE 1400 · HOUSTON, TX · 770024496
Phone
(713) 658-1818
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MELTON & MELTON, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | NONE | $35K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $23K | — |
| WISEOWL CAPITAL LLC | 46-1886612 | — | NONE | $13K | — |
| DIVERSIFIED TRUST COMPANY INC | 62-1554452 | — | NONE | $11K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $1K | — |
Investments
18 direct securities · 14 pooled funds· $131.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$101.0M
18 holdings
Common Collective Trust
$23.0M
13 holdings
Pooled Separate Account
$7.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Account Personal Choice Retirement | — | — | — | $38.5M | 30.6% | |
| Schwab S&P 500 Index | — | — | — | $15.8M | 12.5% | |
| Columbia Contrarian Core Z | — | — | — | $9.8M | 7.7% | |
| New York Life Insurance Company Anchor Account IV | — | — | — | $7.9M | 6.3% | |
| PSA NO. 25 (STABLE VALUE ACCOUNT) NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $7.9M | 6.3% | |
| American Funds Growth Fund of America R6 | — | — | — | $7.7M | 6.1% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $4.4M | 3.5% | |
| American Funds Capital World G & I R6 | — | — | — | $4.2M | 3.3% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $4.2M | 3.3% | |
| Vanguard MID CAP Index Admiral | — | — | — | $3.0M | 2.4% | |
| Loomis Sayles Small Cap Growth Fund Class N | — | — | — | $3.0M | 2.4% | |
| WILMGT TR CIT PGIM TR BOND FD GREAT GRAY TRUST COMPANY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $2.6M | 2.0% | |
| Carillon Eagle Mid Cap Growth Fund R6 | — | — | — | $2.4M | 1.9% | |
| SCHWAB INDEXED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $2.3M | 1.9% | |
| HARBOR CAPITAL APPREC CIT CL 4 MINNESOTA LIFE INSURANCE COMPANY · EIN 41-0417830 / PN 530 | Common Collective Trust | — | — | $2.1M | 1.6% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $1.7M | 1.4% | |
| American Funds EuroPacific Growth R6 | — | — | — | $1.7M | 1.4% | |
| Vanguard Bond Index - Total Bond Mkt | — | — | — | $1.6M | 1.3% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $1.6M | 1.3% | |
| MFS Value R6 | — | — | — | $1.5M | 1.2% | |
| Vanguard SM CAP Index Fund Admiral | — | — | — | $1.4M | 1.1% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $1.0M | 0.8% | |
| SCHWAB INDEXED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $857K | 0.7% | |
| Fidelity Total International Index | — | — | — | $831K | 0.7% | |
| Participant Loans 4.25% - 9.50% 0 | — | — | — | $781K | 0.6% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $684K | 0.5% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $648K | 0.5% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $625K | 0.5% | |
| Allspring SPE Small Cap Value R6 | — | — | — | $351K | 0.3% | |
| Victory SYC EST Value R6 | — | — | — | $270K | 0.2% | |
| SCHWAB INDEXED RET TR FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $195K | 0.2% | |
| DWS RREEF Real Estate Securities Fund - Class R6 | — | — | — | $170K | 0.1% |