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Original filing (PDF)20251014120544NAL0002716465001
PROTOTEK HOLDINGS, LLC
Form 5500
FILING_RECEIVED
PROTOTEK GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
~97 bps in Sched C fees
Active participants
238
Accounts w/ balance
266
Plan assets (EOY)
$8.5M
Net assets (EOY)
$8.5M
How this plan invests
This plan
1 pooled trust
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 97 bps in Schedule C fees — 87% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PROTOTEK HOLDINGS, LLC.
Plan sponsor
Name
PROTOTEK HOLDINGS, LLC
EIN
82-3558766
Address
244 BURNHAM INTERVALE ROAD · CONTOOCOOK, NH · 03229
Phone
(603) 746-2001
Industry
Manufacturingsee all
Plan administrator
Name
COMPASS 360, LLC
EIN
81-1939215
City
STRATHAM, NH
Phone
(603) 778-9920
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GARY, GARY & GARY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RECORDKEEPER | $21K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS 360, LLC | 81-1939215 | — | PLAN ADMINISTRATOR | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRAY, GRAY & GARY LLP | 04-2088368 | — | AUDITOR | $21K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | ADMINISTRATOR | $28K | — |
Investments
25 direct securities · 1 pooled fund· $8.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$8.4M
25 holdings
Common Collective Trust
$44K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock LP Index 2055 K | — | — | — | $1.3M | 15.4% | |
| Fidelity 500 Index Fd | — | — | — | $1.1M | 13.3% | |
| BlackRock LP Index 2035 K | — | — | — | $1.0M | 12.0% | |
| BlackRock LP Index 2045 K | — | — | — | $920K | 10.8% | |
| BlackRock LP Index 2050 K | — | — | — | $821K | 9.7% | |
| BlackRock LP Index 2040 K | — | — | — | $721K | 8.5% | |
| BlackRock LP Index 2030 K | — | — | — | $534K | 6.3% | |
| BlackRock LP Index 2060 K | — | — | — | $502K | 5.9% | |
| BlackRock LP Index Ret K | — | — | — | $319K | 3.8% | |
| Fidelity International Idx Fd | — | — | — | $188K | 2.2% | |
| BlackRock LP Index 2065 K | — | — | — | $180K | 2.1% | |
| American Century American Century Ultra R6 | — | — | — | $171K | 2.0% | |
| Fidelity Sm Cap Index Fund | — | — | — | $110K | 1.3% | |
| Fidelity Mid Cap Index Fund | — | — | — | $107K | 1.3% | |
| JohnHancock JH Invest Grade Bd Fd | — | — | — | $96K | 1.1% | |
| Participants Loans Interest from 4.25% to 10.50% $ - | — | — | — | $80K | 0.9% | |
| Putnam Large Cap Value R6 | — | — | — | $67K | 0.8% | |
| Coheen & Steers Cohen & Steers Real Est Sec Z | — | — | — | $52K | 0.6% | |
| MassMutual Select SC Gr Eq I | — | — | — | $47K | 0.6% | |
| PUTNAM STABLE VALUE FUND JOHN HANCOCK USA · EIN 01-0233346 / PN 000 | Common Collective Trust | — | — | $44K | 0.5% | |
| Vanguard Intl Growth Fund Adm | — | — | — | $32K | 0.4% | |
| American Century American New World Fund R6 | — | — | — | $17K | 0.2% | |
| Goldman Sachs Goldman Sm Cap Val Insights R6 | — | — | — | $16K | 0.2% | |
| Fidelity Inf-Pr Bond Index Fd | — | — | — | $9K | 0.1% | |
| JP Morgan JPMorgan US Govt MMkt Cap Cl | — | — | — | $4K | <0.1% | |
| Fidelity US Bond Index Fd | — | — | — | $3K | <0.1% |
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