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Original filing (PDF)20251014121000NAL0001325491001
DOT HOLDINGS CO
Form 5500
FILING_RECEIVED
DOT HOLDINGS CO 401(K) AND PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
7,017
Accounts w/ balance
7,916
Plan assets (EOY)
$673.8M
Net assets (EOY)
$673.8M
How this plan invests
This plan
15 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 9 bps in Schedule C fees — 52% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOT HOLDINGS CO.
Plan sponsor
Name
DOT HOLDINGS CO
EIN
82-3213853
Address
17050 BAXTER ROAD, SUITE 130 · CHESTERFIELD, MO · 63005
Phone
(314) 537-4002
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3C · Not intended to be qualified
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRAY HUNTER STENN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARSH USA LLC | 36-2668272 | — | INVESTMENT ADVISORY | $113K | — |
| SAGEVIEW ADVISORY GROUP | 33-0818667 | — | INVESTMENT ADVISORY | $89K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $385K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRAY HUNTER STENN LLP | 36-3077757 | — | ACCOUNTANT | $25K | — |
Investments
15 direct securities · 15 pooled funds· $700.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$533.4M
15 holdings
Uncategorized
$167.1M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VGD TRGT RTMT 2030 TRUST II VANGUARD GROUP · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $80.0M | 11.9% | |
| VGD TRGT RTMT 2035 TRUST II VANGUARD GROUP · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $79.0M | 11.7% | |
| VGD TRGT RTMT 2040 TRUST II VANGUARD GROUP · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $64.8M | 9.6% | |
| VGD TRGT RTMT 2050 TRUST II VANGUARD GROUP · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $58.8M | 8.7% | |
| VGD TRGT RTMT 2045 TRUST II VANGUARD GROUP · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $55.9M | 8.3% | |
| VGD TRGT RTMT 2025 TRUST II VANGUARD GROUP · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $47.7M | 7.1% | |
| VGD TRGT RTMT 2055 TRUST II VANGUARD GROUP · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $38.9M | 5.8% | |
| Vanguard Sm Cp Val Idx Inst Fd | — | — | — | $38.5M | 5.7% | |
| Vanguard Ttl Bd Mkt Idx Adm Fd | — | — | — | $28.3M | 4.2% | |
| PRIN/BR S&P 500 INDEX CIT N SEI TRUST COMPANY · EIN 94-3224211 / PN 001 | Common Collective Trust | — | — | $28.3M | 4.2% | |
| VGD TRGT RTMT 2020 TRUST II VANGUARD GROUP · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $21.2M | 3.1% | |
| VGD TRGT RTMT 2060 TRUST II VANGUARD GROUP · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $20.5M | 3.0% | |
| Vgd Trgt Rtmt Inc Trust II | — | — | — | $17.5M | 2.6% | |
| Vgd Ttl Intl Stk Idx Adm Fd | — | — | — | $17.1M | 2.5% | |
| Vanguard Ext Mk Index Adm Fd | — | — | — | $15.9M | 2.4% | |
| GALLIARD STABLE RETURN PN SEI TRUST COMPANY · EIN 41-6202499 / PN 001 | Common Collective Trust | — | — | $15.9M | 2.4% | |
| Vanguard Explorer Admiral Fund | — | — | — | $12.8M | 1.9% | |
| VGD TRGT RTMT 2065 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $10.5M | 1.6% | |
| Prin/BR S&P 500 Index CIT N | — | — | — | $6.9M | 1.0% | |
| Baird Core Plus Bond I Fund | — | — | — | $6.4M | 0.9% | |
| Galliard Stable Return PN | — | — | — | $5.9M | 0.9% | |
| Harbor Capital App Ret Fund | — | — | — | $5.5M | 0.8% | |
| Vanguard Equity-Inc Adm Fund | — | — | — | $5.1M | 0.8% | |
| VGD TRGT RTMT INC TRUST II VANGUARD GROUP · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $5.1M | 0.8% | |
| VGD TRGT RTMT 2070 TRUST II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $3.5M | 0.5% | |
| EAGLE MD CP GRWTH FDS CARILLON EAGLE MID CAP GROWTH CIT · EIN 83-0524193 / PN 001 | Common Collective Trust | — | — | $3.3M | 0.5% | |
| Participant Loans | — | — | — | $2.4M | 0.4% | |
| JP Morgan Mid Cap Value R6 Fd | — | — | — | $2.3M | 0.3% | |
| PIMCO Real Return Instl Fund | — | — | — | $1.7M | 0.2% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | — | $857K | 0.1% |
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