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Original filing (PDF)20251014101207NAL0001208403001
ACTION ENTERPRISE HOLDINGS, LLC
Form 5500
FILING_RECEIVED
ACTION ENTERPRISE 401(K) PLAN
401(k) retirement plan
Active participants
477
Accounts w/ balance
304
Plan assets (EOY)
$15.9M
Net assets (EOY)
$15.9M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- 56 bps in Schedule C fees — 91% above peer band of 29 bps.
- 64% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ACTION ENTERPRISE HOLDINGS, LLC.
Plan sponsor
Name
ACTION ENTERPRISE HOLDINGS, LLC
EIN
82-3184072
Address
204 20TH STREET NORTH · BIRMINGHAM, AL · 35203
Phone
(205) 271-4472
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PEARCE, BEVILL, LEESBURG, MOORE, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $66K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RETIREMENT SOLUTIONS SPECIALISTS | — | JACSONVILLE, FL | CONTRACT ADMIN | $11K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
| KESTRA INVESTMENT SERVICES LLC | — | AUSTIN, TX | INVESTMENT MGMT | $0 | — |
Investments
24 direct securities· $14.5M(91% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual fund | — | — | — | $1.8M | 11.4% | |
| American Funds 2025 Target Date Retire R6 Mutual fund | — | — | — | $1.7M | 10.5% | |
| American Funds 2040 Target Date Retire R6 Mutual fund | — | — | — | $1.5M | 9.7% | |
| American Funds 2030 Target Date Retire R6 Mutual fund | — | — | — | $1.5M | 9.3% | |
| American Funds 203 5 Target Date Retire R6 Mutual fund | — | — | — | $1.2M | 7.4% | |
| American Funds 2045 Target Date Retire R6 Mutual fund | — | — | — | $1.1M | 7.2% | |
| American Funds 2020 Target Date Retire R6 Mutual fund | — | — | — | $910K | 5.7% | |
| Fidelity US Bond Index Mutual fund | — | — | — | $588K | 3.7% | |
| JP Morgan US Value R6 Mutual fund | — | — | — | $574K | 3.6% | |
| American Funds 2055 Target Date Retire R6 Mutual fund | — | — | — | $525K | 3.3% | |
| American Funds 2050 Target Date Retire R6 Mutual fund | — | — | — | $504K | 3.2% | |
| Fidelity International Index Mutual fund | — | — | — | $499K | 3.1% | |
| JP Morgan Large Cap Growth I Variable Annuity | — | — | — | $468K | 2.9% | |
| American Funds New World R6 Mutual fund | — | — | — | $328K | 2.1% | |
| American Funds 2060 Target Date Retire R6 Mutual fund | — | — | — | $315K | 2.0% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $273K | 1.7% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $219K | 1.4% | |
| JPMorgan Mid Cap Growth R6 Mutual fund | — | — | — | $120K | 0.8% | |
| Fidelity Real Estate Index Institutional Mutual fund | — | — | — | $119K | 0.7% | |
| T. Rowe Price Overseas Stock I Mutual fund | — | — | — | $74K | 0.5% | |
| Allspring Special Small Cap Value R6 Mutual fund | — | — | — | $68K | 0.4% | |
| American Century Mid Cap Value R6 Variable annuity | — | — | — | $56K | 0.4% | |
| American Funds American Balanced R6 Mutual fund | — | — | — | $34K | 0.2% | |
| Lord Abbett Developing Growth R6 Mutual fund | — | — | — | $6K | <0.1% |