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Original filing (PDF)20250714154730NAL0000999443001
UPSIDE CONNECTION, LLC
Form 5500
FILING_RECEIVED
UPSIDE CONNECTION 401(K) PLAN
401(k) retirement plan
Active participants
74
Accounts w/ balance
127
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
3 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPSIDE CONNECTION, LLC.
Plan sponsor
Name
UPSIDE CONNECTION, LLC
EIN
82-3152343
Address
116 INVERNESS DRIVE EAST · SUITE 250 · ENGLEWOOD, CO · 80112
Phone
(720) 372-1494
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2A · Age/service weighted or new comparability
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | 35-2552359 | — | ADVISOR | $35K | — |
Investments
22 direct securities · 3 pooled funds· $8.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.0M
21 holdings
Mutual Funds
$1.1M
1 holding
Common Collective Trust
$339K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity 500 Index Fund N/R | Mutual Funds | — | — | $1.1M | 13.1% | |
| Fidelity Freedom 2035 Fund K6 N/R | — | — | — | $1.0M | 12.2% | |
| Fidelity Freedom 2055 Fund K6 N/R | — | — | — | $904K | 10.8% | |
| Fidelity Freedom 2040 Fund K6 N/R | — | — | — | $846K | 10.1% | |
| Fidelity Freedom 2045 Fund K6 N/R | — | — | — | $826K | 9.8% | |
| Fidelity Freedom 2050 Fund K6 N/R | — | — | — | $748K | 8.9% | |
| Fidelity Freedom 2060 Fund K6 N/R | — | — | — | $736K | 8.8% | |
| Fidelity Freedom 2030 Fund K6 N/R | — | — | — | $607K | 7.2% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $317K | 3.8% | |
| JP Morgan JPMorgan Large Cap Growth Fund N/R | — | — | — | $303K | 3.6% | |
| Class R6 * Fidelity Mid Cap Index Fund N/R | — | — | — | $222K | 2.6% | |
| Participant loans Interest rates: 4.25% - 9.50%, maturing N/R | — | — | — | $139K | 1.7% | |
| Fidelity Small Cap Index Fund N/R | — | — | — | $111K | 1.3% | |
| Fidelity Freedom 2065 Fund K6 N/R | — | — | — | $110K | 1.3% | |
| Carillon Eagle Mid Cap Growth Fund R6 N/R | — | — | — | $86K | 1.0% | |
| JP Morgan JPMorgan Equity Income Fund R6 N/R | — | — | — | $77K | 0.9% | |
| Fidelity International Index Fund N/R | — | — | — | $63K | 0.7% | |
| JP Morgan JPMorgan Small Cap Growth R6 N/R | — | — | — | $61K | 0.7% | |
| T. Rowe Price T Rowe Price Overseas Stock Fund N/R | — | — | — | $34K | 0.4% | |
| Fidelity Emerging Markets Fund Class K N/R | — | — | — | $15K | 0.2% | |
| CORE PLUS BOND R1 GREAT GRAY TRUST COMPANY · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $13K | 0.2% | |
| JP Morgan JPMorgan Income Fund R6 N/R | — | — | — | $13K | 0.2% | |
| Fidelity US Bond Index N/R | — | — | — | $12K | 0.1% | |
| Fidelity Intl Small Cap N/R | — | — | — | $11K | 0.1% | |
| MID CAP VALUE R1 GREAT GRAY TRUST COMPANY · EIN 38-4139822 / PN 616 | Common Collective Trust | — | — | $8K | <0.1% |