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Original filing (PDF)20250930145549NAL0005553555001
MERCURY FINANCIAL LLC
Form 5500
FILING_RECEIVED
MERCURY FINANCIAL LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
27% in single holdingNo recordkeeper disclosed
Active participants
208
Accounts w/ balance
262
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard 500 Index Fund Pooled Separate Account" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MERCURY FINANCIAL LLC.
Plan sponsor
Name
MERCURY FINANCIAL LLC
EIN
82-3007272
Address
11401 CENTURY OAKS TERRACE · SUITE 470 · AUSTIN, TX · 78758
Phone
(512) 983-1644
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NOVA 401(K) ASSOCIATES | 20-1181458 | — | TPA | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CORNERSTONE WEALTH GROUP | 82-2502694 | — | SERVICE PROVIDER | $0 | — |
Investments
32 direct securities · 1 pooled fund· $48.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$24.3M
32 holdings
Pooled Separate Account
$23.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $23.8M | 96.0% | |
| Vanguard 500 Index Fund Pooled Separate Account | — | — | — | $6.6M | 26.5% | |
| Alliance Bernstein Large Cap Growth Fund Pooled Separate Account | — | — | — | $2.8M | 11.1% | |
| Vanguard Target Retirement 2045 Fund Pooled Separate Account | — | — | — | $2.6M | 10.5% | |
| Vanguard Target Retirement 2050 Fund Pooled Separate Account | — | — | — | $1.6M | 6.6% | |
| Vanguard Target Retirement 2035 Fund Pooled Separate Account | — | — | — | $1.6M | 6.4% | |
| Vanguard Target Retirement 2040 Fund Pooled Separate Account | — | — | — | $1.4M | 5.6% | |
| Vanguard Target Retirement 2030 Fund Pooled Separate Account | — | — | — | $1.2M | 4.9% | |
| Vanguard Mid Cap Index Fund Pooled Separate Account | — | — | — | $1000K | 4.0% | |
| Vanguard Target Retirement 2055 Fund Pooled Separate Account | — | — | — | $963K | 3.9% | |
| Vanguard Target Retirement 2025 Fund Pooled Separate Account | — | — | — | $762K | 3.1% | |
| Vanguard Total International Stock Index Fund Pooled Separate Account | — | — | — | $600K | 2.4% | |
| Vanguard Small Cap Index Fund Pooled Separate Account | — | — | — | $594K | 2.4% | |
| Voya Fixed Account Guaranteed Investment Account | — | — | — | $474K | 1.9% | |
| Alliance Bernstein Small Cap Growth Portfolio Pooled Separate Account | — | — | — | $308K | 1.2% | |
| Vanguard Total Bond Market Index Fund Pooled Separate Account | — | — | — | $280K | 1.1% | |
| Vanguard Target Retirement 2060 Fund Pooled Separate Account | — | — | — | $247K | 1.0% | |
| PIMCO Income Fund Pooled Separate Account | — | — | — | $200K | 0.8% | |
| Fidelity Advisor International Small Cap Fund Pooled Separate Account | — | — | — | $146K | 0.6% | |
| DFA Global Real Estate Securities Portfolio Pooled Separate Account | — | — | — | $132K | 0.5% | |
| MFS Value Fund Pooled Separate Account | — | — | — | $119K | 0.5% | |
| American Funds Bond Fund of America Pooled Separate Account | — | — | — | $96K | 0.4% | |
| DFA Inflation-Protected Securities Portfolio Pooled Separate Account | — | — | — | $91K | 0.4% | |
| American Funds Small Cap World Fund Pooled Separate Account | — | — | — | $78K | 0.3% | |
| American Funds New World Fund Pooled Separate Account | — | — | — | $77K | 0.3% | |
| Allspring Special Mid Cap Value Fund Pooled Separate Account | — | — | — | $76K | 0.3% | |
| Vanguard Target Retirement 2065 Fund Pooled Separate Account | — | — | — | $64K | 0.3% | |
| Vanguard Target Retirement Income Fund Pooled Separate Account | — | — | — | $49K | 0.2% | |
| Vanguard Target Retirement 2070 Fund Pooled Separate Account | — | — | — | $48K | 0.2% | |
| Macquarie Mid Cap Growth Fund Pooled Separate Account | — | — | — | $45K | 0.2% | |
| American Beacon Small Cap Value Fund Pooled Separate Account | — | — | — | $40K | 0.2% | |
| Columbia High Yield Bond Fund Pooled Separate Account | — | — | — | $39K | 0.2% | |
| Voya Government Money Market Fund Pooled Separate Account 93 Vanguard Target Retirement 2020 Fund Pooled Separate Account | — | — | — | $19K | <0.1% |
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