Original filing (PDF)20251015084924NAL0008397538001

ASHLING PARTNERS LLC

Name: ASHLING PARTNERS LLC — ASHLING PARTNERS LLC 401(K) PLAN, Form 5500 (2024)
Creator: ASHLING PARTNERS LLC

Form 5500

FILING_RECEIVED

ASHLING PARTNERS LLC 401(K) PLAN

401(k) retirement plan

Active participants

139

Accounts w/ balance

167

Plan assets (EOY)

$7.2M

Net assets (EOY)

$7.2M

How this plan invests

This plan

35 pooled trusts

Schedule D

23 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

100

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

100

Participation health

100

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASHLING PARTNERS LLC.

Plan sponsor

Name

ASHLING PARTNERS LLC

EIN

82-2986155

Address

1 E. WACKER DR, SUITE 3500 · CHICAGO, IL · 60601

Phone

(708) 722-2201

Industry

Custom Computer Programming· Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3B · Covers self-employed individuals

Audit & trust (Schedule H)

Auditor

COULTIER & JUSTUS, P.C.

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA FINANCIAL LIFE INS	36-6071399	—	RECORDKEEPER	$25K	—
ADMIN GROUP, LLC DBA TAG RESOURCES	42-1484983	—	RECORDKEEPER	$12K	—
EMPOWER ANNUITY INSURANCE COMPANY	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$4K	—

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
ADVISED ASSETS GROUP, LLOC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$43	—

Investments

11 direct securities · 35 pooled funds· $6.9M(96% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Common Collective Trust

$5.7M

12 holdings

Uncategorized

$1.2M

11 holdings

Pooled Separate Account

23 holdings

Investment	Type	Shares / units	Cost	Current value	% of plan
GG TR TRP RET DATE 2055 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289839 / PN 001	Common Collective Trust	—	—	$1.3M	18.7%
GG TR TRP RET DATE 2050 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289838 / PN 001	Common Collective Trust	—	—	$988K	13.7%
GG TR TRP RET DATE 2060 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289840 / PN 001	Common Collective Trust	—	—	$667K	9.3%
GG TR TRP RET DATE 2040 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289836 / PN 001	Common Collective Trust	—	—	$655K	9.1%
GG TR TRP RET DATE 2045 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289837 / PN 001	Common Collective Trust	—	—	$652K	9.0%
Fidelity 500 Index (1)	—	—	—	$603K	8.4%
GG TR TRP RET DATE 2035 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289835 / PN 001	Common Collective Trust	—	—	$575K	8.0%
LARGE CAP VALUE FUND CLASS R1 GREAT GRAY TRUST · EIN 38-4065329 / PN 426	Common Collective Trust	—	—	$434K	6.0%
Fidelity Mid Cap Index (1)	—	—	—	$184K	2.6%
PIMCO Income Instl (1)	—	—	—	$149K	2.1%
GG TR TRP RET DATE 2065 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289841 / PN 001	Common Collective Trust	—	—	$149K	2.1%
GG TR TRP RET DATE 2030 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289834 / PN 001	Common Collective Trust	—	—	$110K	1.5%
Invesco Discovery R6 (1)	—	—	—	$69K	1.0%
Fidelity US Bond Index (1)	—	—	—	$58K	0.8%
GG TR TRP RET DATE 2025 TR FEE CL R GREAT GRAY TRUST · EIN 38-7289833 / PN 001	Common Collective Trust	—	—	$53K	0.7%
Fidelity Small Cap Index (1)	—	—	—	$49K	0.7%
Fidelity International Index (1)	—	—	—	$40K	0.6%
American Funds American Funds New Perspective R6 (1)	—	—	—	$36K	0.5%
LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY TRUST · EIN 38-4139848 / PN 626	Common Collective Trust	—	—	$25K	0.3%
Fidelity Emerging Markets Index (1)	—	—	—	$21K	0.3%
CORE PLUS BOND FUND FEE CLASS R1 GREAT GRAY TRUST · EIN 38-4116854 / PN 515	Common Collective Trust	—	—	$18K	0.3%
Blackrock Mid-Cap Value Class K (1)	—	—	—	$9K	0.1%
MFS Mid Cap Growth R6 (1)	—	—	—	$2K	<0.1%
STATE STEET PRTN SERIES WITH TA MOD TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 504	Pooled Separate Account	—	—	$0	<0.1%
AMERICAN FUNDS GR FD OF AMERICA RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 975	Pooled Separate Account	—	—	$0	<0.1%
DFA EMERGING MARKETS CORE EQUITY RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 759	Pooled Separate Account	—	—	$0	<0.1%
JPMORGAN EQT INC RET ACCT TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 579	Pooled Separate Account	—	—	$0	<0.1%
MFS INTERNATIONAL DIVERSIFICATION R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 123	Pooled Separate Account	—	—	$0	<0.1%
AMERICAN FUNDS FUNDMNTL INVST RET A TRANSAMERICA FINANCIAL LIFE INS CO · EIN 36-6071399 / PN 232	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET GLOBAL ALL CAP EX US 1 TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 409	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET S&P 500 INDEX CLASS I TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 405	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET S&P MID CAP INDEX RET TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 410	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2020 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 415	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2025 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 416	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2030 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 417	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2035 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 418	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2040 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 419	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2045 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 420	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2050 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 421	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2055 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 422	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2060 BY TA R TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 423	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE 2065 BY TA TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 424	Pooled Separate Account	—	—	$0	<0.1%
STATE STREET SECCOURSE INC BY TA RE TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 414	Pooled Separate Account	—	—	$0	<0.1%
T.ROWE PRICE US SMALL CAP VALUE EQ TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 425	Pooled Separate Account	—	—	$0	<0.1%
VANGUARD FTSE SOCIAL IDX FUND ADMIR TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 408	Pooled Separate Account	—	—	$0	<0.1%
WESTERN ASSET CORE PLUS BOND RET AC TRANSAMERICA FINANCIAL LIFE INS CO · EIN 83-1098532 / PN 431	Pooled Separate Account	—	—	$0	<0.1%