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Original filing (PDF)20251009053409NAL0003368211001
WESTFALL TECHNIK, LLC
Form 5500
FILING_RECEIVED
WESTFALL TECHNIK, INC. 401(K) PLAN
401(k) retirement plan
Active participants
895
Accounts w/ balance
1,385
Plan assets (EOY)
$56.4M
Net assets (EOY)
$56.4M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 87% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WESTFALL TECHNIK, LLC.
Plan sponsor
Name
WESTFALL TECHNIK, LLC
EIN
82-2755923
Address
9280 SOUTH KYRENE ROAD SUITE 106 · TEMPE, AZ · 85284
Phone
(270) 600-0499
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
JLK ROSENBERGER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $168K | — |
Investments
35 direct securities · 1 pooled fund· $55.7M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$53.6M
32 holdings
Common Collective Trust
$2.1M
1 holding
Uncategorized
$8K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $4.8M | 8.4% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $4.6M | 8.2% | |
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $4.6M | 8.1% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $4.0M | 7.1% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $3.8M | 6.7% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $3.0M | 5.3% | |
| FID FREEDOM INDEX 2020 PREMIER | Registered Investment Companies | — | — | $3.0M | 5.3% | |
| MFS TOTAL RETURN - R6 | Registered Investment Companies | — | — | $2.9M | 5.2% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $2.9M | 5.1% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $2.7M | 4.9% | |
| T. ROWE PRICE DIVIDEND GR I | Registered Investment Companies | — | — | $2.3M | 4.1% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $2.1M | 3.7% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $1.8M | 3.2% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $1.7M | 3.0% | |
| T ROWE PRICE OVERSEAS STOCK | Registered Investment Companies | — | — | $1.6M | 2.8% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $1.5M | 2.7% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.2M | 2.2% | |
| BLACKROCK TOTAL RETURN K | Registered Investment Companies | — | — | $1.2M | 2.2% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $933K | 1.7% | |
| JANUS HENDERSON TRITON FUND N | Registered Investment Companies | — | — | $787K | 1.4% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $662K | 1.2% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $653K | 1.2% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $486K | 0.9% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $372K | 0.7% | |
| GS INFLATION PROTECTED SEC R6 | Registered Investment Companies | — | — | $359K | 0.6% | |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $341K | 0.6% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $323K | 0.6% | |
| FID FREE INDX 2015 PREM | Registered Investment Companies | — | — | $288K | 0.5% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $252K | 0.4% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $185K | 0.3% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $118K | 0.2% | |
| DFA COMMODITY STRAT PORT INST | Registered Investment Companies | — | — | $81K | 0.1% | |
| FID FREEDOM INDEX 2010 PREMIER | Registered Investment Companies | — | — | $47K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% |
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