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Original filing (PDF)20251013184705NAL0000898659001
ELEMENT BIOSCIENCES, INC.
Form 5500
FILING_RECEIVED
ELEMENT BIOSCIENCES 401(K) PLAN
401(k) retirement plan
Signals · 2
100% in single holding7 service providers
Active participants
347
Accounts w/ balance
401
Plan assets (EOY)
$27.5M
Net assets (EOY)
$27.5M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: HB&T LINCOLN STABLE VALUE FUND (extraction pending)]" is 100% of plan.
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELEMENT BIOSCIENCES, INC..
Plan sponsor
Name
ELEMENT BIOSCIENCES, INC.
EIN
82-2593536
Address
10055 BARNES CANYON RD · SUITE 100 · SAN DIEGO, CA · 92121
Phone
(619) 353-0300
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
JGD & ASSOCIATES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $45K | — |
| FIDELITY INVESTMENTS INST | 04-2647786 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT GROUP | — | FAIRFIELD, IA | INVESTMENT ADVISOR | $23K | — |
| JPMORGAN SECURITIES LLC | 13-4110995 | — | ADVISOR | $12K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $9K | — |
| STRATEGIC ADVISORS, INC | 04-2654524 | — | ADVISOR | $7 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PREMIER PLAN CONSULTANTS, INC. | 82-0986372 | SAN DIEGO, CA | CONTRACT ADMIN | $2K | — |
Investments
1 pooled fund· $273K(1% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LINCOLN FINANCIAL LINCOLN STABLE VALUE FUND · EIN 74-2008758 / PN 214 | Common Collective Trust | — | — | $273K | 1.0% |
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