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Original filing (PDF)20251013154248NAL0001538913001
WINDOW SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
WINDOW SOLUTIONS 401(K) PLAN
401(k) retirement plan
Signals · 2
~134 bps in Sched C feesNo recordkeeper disclosed
Active participants
279
Accounts w/ balance
504
Plan assets (EOY)
$9.5M
Net assets (EOY)
$9.5M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 134 bps in Schedule C fees — 157% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINDOW SOLUTIONS, INC..
Plan sponsor
Name
WINDOW SOLUTIONS, INC.
EIN
82-2551854
Address
1300 S LYNNDALE DR. SUITE 2 · APPLETON, WI · 54914
Phone
(920) 462-5892
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
VRAKAS S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AMERICAN TRUST COMPANY | 62-0951563 | — | CUSTODIAN RECORDKEEPER | $49K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN WEALTH ADVISORS | 41-0746749 | — | INVESTMENT MANAGEMENT | $28K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MAP RETIREMENT USA LLC | 86-3678481 | — | TPA | $39K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VRAKAS S.C. | 39-1453055 | — | AUDITOR | $11K | — |
Investments
29 direct securities· $9.5M(100% of reported assets)
Uncategorized
$9.4M
28 holdings
Mutual Funds
$107K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Funds Target Retirement 2060 Fund | — | — | — | $1.3M | 14.0% | |
| CliftonLarsonAllen Wealth Advisory, LLC Moderately Aggressive Portfolio Fund | — | — | — | $1.1M | 11.6% | |
| CliftonLarsonAllen Wealth Advisory, LLC Aggressive Portfolio Fund | — | — | — | $959K | 10.1% | |
| Vanguard Funds Target Retirement 2045 Fund | — | — | — | $877K | 9.2% | |
| Vanguard Funds Target Retirement 2055 Fund | — | — | — | $753K | 7.9% | |
| CliftonLarsonAllen Wealth Advisory, LLC Moderate Portfolio Fund | — | — | — | $628K | 6.6% | |
| Fidelity Funds Large-Cap Growth Index Fund | — | — | — | $520K | 5.5% | |
| Vanguard Funds Target Retirement 2035 Fund | — | — | — | $474K | 5.0% | |
| Vanguard Funds Target Retirement 2050 Fund | — | — | — | $462K | 4.8% | |
| Vanguard Funds Target Retirement 2030 Fund | — | — | — | $373K | 3.9% | |
| Vanguard Funds Target Retirement 2040 Fund | — | — | — | $319K | 3.3% | |
| Vanguard Funds Target Retirement 2025 Fund | — | — | — | $216K | 2.3% | |
| Vanguard Funds 500 Index Fund | — | — | — | $213K | 2.2% | |
| Vanguard Funds Mid-Cap Index Fund | — | — | — | $169K | 1.8% | |
| CliftonLarsonAllen Wealth Advisory portfolio funds * CliftonLarsonAllen Wealth Advisory, LLC Conservative Portfolio Fund | — | — | — | $159K | 1.7% | |
| Dodge & Cox Funds Stock Fund | — | — | — | $137K | 1.4% | |
| Goldman Sachs Funds Financial Square Government Fund | — | — | — | $126K | 1.3% | |
| DFA Funds U.S. Targeted Value Portfolio Fund | Mutual Funds | — | — | $107K | 1.1% | |
| American Funds EuroPacific Growth Fund | — | — | — | $105K | 1.1% | |
| Vanguard Funds Small-Cap Index Fund | — | — | — | $93K | 1.0% | |
| Voya Funds Mid-Cap Opportunities Fund | — | — | — | $69K | 0.7% | |
| DFA Funds Large-Cap International Portfolio Fund | — | — | — | $67K | 0.7% | |
| CliftonLarsonAllen Wealth Advisory, LLC Moderately Conservative Portfolio Fund | — | — | — | $67K | 0.7% | |
| Dodge & Cox Funds Income Fund | — | — | — | $57K | 0.6% | |
| Allspring Global Investment Funds Small Company Growth Fund | — | — | — | $44K | 0.5% | |
| Vanguard Funds Target Retirement 2020 Fund | — | — | — | $44K | 0.5% | |
| JP Morgan Funds Mid-Cap Value Fund | — | — | — | $30K | 0.3% | |
| Vanguard Funds Target Retirement Income Fund | — | — | — | $16K | 0.2% | |
| Vanguard Funds Short Term Investment Grade Fund | — | — | — | $2K | <0.1% |
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