Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE | 01-0233346 | BUFFALO, NY | RECORDKEEPER | $54K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | 91-1648671 | MEMPHIS, TN | RIA | $34K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2045 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $2.6M | 15.9% | |
| American Funds 2050 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $2.1M | 12.8% | |
| American Funds 2055 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $2.0M | 12.0% | |
| American Funds 2030 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $1.6M |
| Indirect comp |
|---|
| DUNCAN WILLIAMS ASSET MANAGEMENT | — | MEMPHIS, TN | RI/IA | $6K | — |
| 9.8% |
| American Funds 2035 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $1.6M | 9.4% |
| American Funds 2025 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $1.4M | 8.8% |
| American Funds 2040 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $1.4M | 8.5% |
| American Funds 2060 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $1.3M | 8.0% |
| American Funds 2065 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $822K | 5.0% |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $437K | 2.6% |
| American Funds 2015 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $190K | 1.2% |
| American Funds 2020 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $148K | 0.9% |
| JPMorgan US Equity Fund;R6 Mutual Fund | — | — | — | $57K | 0.3% |
| Dodge & Cox Stock Fund;X Mutual Fund | — | — | — | $43K | 0.3% |
| through August 2027 | — | — | — | $39K | 0.2% |
| Vanguard Intermediate-Term Bond Index Fund;Admiral Mutual Fund | — | — | — | $37K | 0.2% |
| Vanguard Strategic Equity Fund;Investor Mutual Fund | — | — | — | $31K | 0.2% |
| Fidelity International Index Fund Mutual Fund | — | — | — | $30K | 0.2% |
| American Funds New Perspective Fund;R6 Mutual Fund | — | — | — | $20K | 0.1% |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $14K | <0.1% |
| DFA US Targeted Value Portfolio;Institutional Mutual Fund | — | — | — | $14K | <0.1% |
| Carillon Eagle Mid Cap Growth Fund;R-6 Mutual Fund | — | — | — | $11K | <0.1% |
| Columbia Overseas Value Fund;I3 Mutual Fund | — | — | — | $9K | <0.1% |
| Nuveen Small Cap Blend Index Fund;R6 Mutual Fund | — | — | — | $8K | <0.1% |
| American Funds 2010 Target Date Retirement Fd;R6 Mutual Fund | — | — | — | $6K | <0.1% |
| American Funds US Government Securities Fd;R6 Mutual Fund | — | — | — | $4K | <0.1% |
| PGIM Total Return Bond Fund;R6 Mutual Fund 235 PIMCO Income Fund;Institutional Mutual Fund | — | — | — | $1K | <0.1% |
