How big is SFE Intermediate Holdco, LLC.'s plan?

SFE Intermediate Holdco, LLC.'s plan reported $12.5M in assets and 8,163 participants for 2024.

Original filing (PDF)20251009120316NAL0003548979001

SFE Intermediate Holdco, LLC.

Name: SFE Intermediate Holdco, LLC. — Southwest Foodservic, Form 5500 (2024)
Creator: SFE Intermediate Holdco, LLC.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Southwest Foodservice Excellence 401(k) Plan

401(k) retirement plan · SFE Intermediate Holdco, LLC.'s Southwest Foodservice Excellence 401(k) Plan held $12.5M in plan assets for 8,163 participants in 2024, with Ascensus as recordkeeper.

Signals · 3

Late participant contributionsCorrective distributions issued~274 bps in Sched C fees

Active participants

8,163

Accounts w/ balance

4,216

Plan assets (EOY)

$12.5M

Net assets (EOY)

$12.5M

People on this filing

Jamie HILT signed SFE Intermediate Holdco, LLC.'s 2024 Form 5500 as plan administrator.

Jamie HILT — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

SFE Intermediate Holdco, LLC.'s EIN is 82-2192226.

EIN 82-2192226

Plan number 001

Plan year 2024

ACK ID 20251009120316NAL0003548979001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for SFE Intermediate Holdco, LLC. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

SFE Intermediate Holdco, LLC.'s plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction, a default investment (QDIA).

Decision-maker contacts

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How this plan invests

This plan

23 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Below-average — multiple flags

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 393K (14% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Total administrative cost in the bottom quartile of peers (2nd percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (6th percentile).
Bottom-decile employer contributions per participant (3rd percentile).

Plan sponsor

Name

SFE INTERMEDIATE HOLDCO, LLC.

EIN

all filings

Address

9366 E RAINTREE DR · SUITE 101 · SCOTTSDALE, AZ · 85260

Phone

(480) 551-6550

Industry

Accommodation & Food Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$48K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
SHAREBUILDER ADVISOR LLC	—	SEATTLE, WA	NONE	$294K	—

Investments

23 direct securities· $12.5M(100% of reported assets)

Mutual Funds

$8.9M

11 holdings

Other securities

$2.8M

8 holdings

Common Collective Trusts

$662K

2 holdings

Real Estate

$102K

1 holding

U.S. Treasuries

$33K

1 holding

					% of plan
Vanguard Total Bond Market ETF Vanguard 0	Mutual Funds	—	—	$2.2M	17.6%
Schwab U.S. Large-Cap Growth ETF Schwab 0	Mutual Funds	—	—	$2.1M	16.8%
Vanguard Value Index ETF Vanguard 0	Mutual Funds	—	—	$1.5M	11.7%
iShares 0-5 Year TIPS Bond ETF iShares 0	Other securities	—	—	$1.3M	10.4%
SPDR Index Ptf Devel World ex-US ETF SPDR 0	Other securities	—	—	$989K	7.9%
Schwab U.S. Small-Cap ETF Schwab 0	Mutual Funds	—	—	$986K	7.9%
Vanguard Mid Cap Index ETF Vanguard 0	Mutual Funds	—	—	$963K	7.7%
Schwab Short-Term U.S. Treasury ETF Schwab 0	Mutual Funds	—	—	$925K	7.4%
Vanguard S&P 500 ETF Vanguard 0	Common Collective Trusts	—	—	$652K	5.2%
SPDR S&P Emerging Markets ETF SPDR 0	Other securities	—	—	$290K	2.3%
Aberdeen Standard Gold ETF Trust Aberdeen 0	Other securities	—	—	$110K	0.9%
Select Sector SPDR ETF SPDR 0	Real Estate	—	—	$102K	0.8%
Invesco QQQ Trust Invesco 0	Mutual Funds	—	—	$95K	0.8%
Vanguard Cash Reserves Federal MM Adm Vanguard 0	Mutual Funds	—	—	$71K	0.6%
SPDR Dow Jones Industrial Average ETF SPDR 0	Other securities	—	—	$65K	0.5%
Vanguard Interm-Term Treas Index ETF Vanguard 0	Mutual Funds	—	—	$64K	0.5%
Schwab US Dividend Equity ETF Schwab 0	Mutual Funds	—	—	$63K	0.5%
Vanguard Emerging Markets Govt Bond ETF Vanguard 0	U.S. Treasuries	—	—	$33K	0.3%
Invesco DB Commodity Index Tracking Invesco 0	Mutual Funds	—	—	$14K	0.1%
SPDR S&P 500 Fossil Fuel Res Free ETF SPDR 0	Common Collective Trusts	—	—	$10K	<0.1%
iShares ESG MSCI KLD 400 ETF iShares 0	Other securities	—	—	$8K	<0.1%
iShares Core Intl Aggregate Bond ETF iShares 0	Other securities	—	—	$6K	<0.1%
iShares ESG Aware MSCI USA ETF iShares 0	Other securities	—	—	$2K	<0.1%