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Original filing (PDF)20251015125521NAL0006154416001
ALBERT & MACKENZIE, LLP
Form 5500
FILING_RECEIVED
ALBERT & MACKENZIE, LLP 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
~77 bps in Sched C fees
Active participants
343
Accounts w/ balance
382
Plan assets (EOY)
$28.3M
Net assets (EOY)
$28.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 77 bps in Schedule C fees — 165% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALBERT & MACKENZIE, LLP.
Plan sponsor
Name
ALBERT & MACKENZIE, LLP
EIN
82-1962454
Address
28216 DOROTHY DRIVE, SUITE 200 · AGOURA HILLS, CA · 91301
Phone
(818) 575-9876
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
3B · Covers self-employed individuals
Audit & trust (Schedule H)
Auditor
MELONI HRIBAL TRATNER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $98K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC | — | NEWPORT BEACH, CA | INVESTMENT ADVISOR | $65K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $38K | — |
| MERRILL LYNCH PIERCE FENNER & SMITH | — | PENNINGTON, NJ | INVESTMENT ADVISOR | $17K | — |
Investments
16 direct securities · 14 pooled funds· $28.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.2M
16 holdings
Common Collective Trust
$10.9M
10 holdings
Pooled Separate Account
$4.3M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $5.1M | 18.2% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $2.8M | 9.7% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271346 / PN 740 | Common Collective Trust | — | — | $2.2M | 7.8% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271347 / PN 711 | Common Collective Trust | — | — | $2.1M | 7.3% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271344 / PN 738 | Common Collective Trust | — | — | $1.6M | 5.5% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271345 / PN 739 | Common Collective Trust | — | — | $1.5M | 5.3% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271343 / PN 737 | Common Collective Trust | — | — | $1.4M | 4.9% | |
| Fidelity International Index Mutual Fund | — | — | — | $1.1M | 3.8% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271349 / PN 743 | Common Collective Trust | — | — | $1.1M | 3.8% | |
| JPMorgan Short Duration Bond R6 Mutual Fund | — | — | — | $993K | 3.5% | |
| American Funds Capital Income Builder R6 Mutual Fund | — | — | — | $907K | 3.2% | |
| DFA US Small Cap Value I Mutual Fund | — | — | — | $880K | 3.1% | |
| Vanguard Federal Money Market Fund Mutual Fund | — | — | — | $863K | 3.0% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $832K | 2.9% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $826K | 2.9% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271348 / PN 742 | Common Collective Trust | — | — | $611K | 2.2% | |
| American Funds New World R6 Mutual Fund | — | — | — | $590K | 2.1% | |
| BLACKROCK EQUITY DIVIDEND (IS PLATF EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 840 | Pooled Separate Account | — | — | $499K | 1.8% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $492K | 1.7% | |
| Fidelity Emerging Markets Index Mutual Fund | — | — | — | $398K | 1.4% | |
| T. Rowe Price Institutional Mid-Cap Equity Growth Fund Mutual Fund | — | — | — | $312K | 1.1% | |
| Cohen & Steers Realty Shares Z Mutual Fund | — | — | — | $261K | 0.9% | |
| and interest payments over terms ranging from 1 to 5 years or longer for principal residence. - $ | — | — | — | $227K | 0.8% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271342 / PN 736 | Common Collective Trust | — | — | $227K | 0.8% | |
| MFS INTL GROWTH EQUITY(IS PLATFORM) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 839 | Pooled Separate Account | — | — | $175K | 0.6% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271350 / PN 744 | Common Collective Trust | — | — | $169K | 0.6% | |
| BlackRock Advantage Small Cap Gr K Mutual Fund | — | — | — | $117K | 0.4% | |
| T ROWE PRICE RET BLEND SELCT TRST 2 GREAT GRAY · EIN 38-7271351 / PN 745 | Common Collective Trust | — | — | $96K | 0.3% | |
| Cash and Cash Equivalents | — | — | — | $75K | 0.3% | |
| Fidelity Mid Cap Value K6 Mutual Fund | — | — | — | $10K | <0.1% |