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Original filing (PDF)20250822084555NAL0002470883001
COOLSYS, INC.
Form 5500
FILING_RECEIVED
COOLSYS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,686
Accounts w/ balance
4,007
Plan assets (EOY)
$219.3M
Net assets (EOY)
$219.3M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 17 bps in Schedule C fees — 65% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COOLSYS, INC..
Plan sponsor
Name
COOLSYS, INC.
EIN
82-0852708
Address
145 S. STATE COLLEGE BLVD., STE 200 · BREA, CA · 92821
Phone
(714) 510-9615
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SERENITY INVESTMENT ADVISORS | 84-4657252 | — | INVESTMENT ADVISORY | $45K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $317K | — |
Investments
27 direct securities · 1 pooled fund· $219.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$212.0M
27 holdings
Common Collective Trust
$7.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds Target Date Retirement 2030 R6 Fund | — | — | — | $23.8M | 10.9% | |
| American Funds American Funds Target Date Retirement 2035 R6 Fund | — | — | — | $22.9M | 10.4% | |
| American Funds American Funds Target Date Retirement 2040 R6 Fund | — | — | — | $17.7M | 8.1% | |
| American Funds American Funds Target Date Retirement 2050 R6 Fund | — | — | — | $17.6M | 8.0% | |
| Fidelity 500 Index Fund | — | — | — | $16.2M | 7.4% | |
| American Funds American Funds Target Date Retirement 2045 R6 Fund | — | — | — | $16.0M | 7.3% | |
| MassMutual Blue Chip Growth I Fund | — | — | — | $15.0M | 6.9% | |
| American Funds American Funds Target Date Retirement 2055 R6 Fund | — | — | — | $13.3M | 6.1% | |
| American Funds American Funds Target Date Retirement 2025 R6 Fund | — | — | — | $12.4M | 5.6% | |
| American Funds American Funds Target Date Retirement 2060 R6 Fund | — | — | — | $9.5M | 4.4% | |
| Vanguard Mid Cap Index Adm Fund | — | — | — | $8.8M | 4.0% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $7.0M | 3.2% | |
| Participant Loans to participants with interest rates ranging from 4.25% to 9.50% | — | — | — | $5.7M | 2.6% | |
| American Funds American Funds Target Date Retirement 2065 R6 Fund | — | — | — | $4.5M | 2.1% | |
| Vanguard Equity-Inc Admiral Fund | — | — | — | $4.2M | 1.9% | |
| Dimensional Fund Advisors DFA US Small Cap I | — | — | — | $4.0M | 1.8% | |
| American Funds American Funds American Balance R6 Fund | — | — | — | $3.7M | 1.7% | |
| Vanguard International Growth Admiral Fund | — | — | — | $3.2M | 1.5% | |
| Franklin Templeton Investments Western Asset Core Bonds IS Fund | — | — | — | $2.7M | 1.2% | |
| American Funds American Funds Target Date Retirement 2020 R6 Fund | — | — | — | $2.3M | 1.1% | |
| American Funds American Funds NewPrsp R6 Fund | — | — | — | $2.0M | 0.9% | |
| Fidelity International Index Fund | — | — | — | $1.4M | 0.7% | |
| Principal Life Insurance Company Principal Guaranteed Option | — | — | — | $1.4M | 0.6% | |
| American Funds American Funds Target Date Retirement 2010 R6 Fund | — | — | — | $1.3M | 0.6% | |
| Vanguard Intermediate-Term Bond Index Admiral Fund | — | — | — | $1.3M | 0.6% | |
| American Funds American Funds Target Date Retirement 2015 R6 Fund | — | — | — | $555K | 0.3% | |
| AllianceBernstein AB Global Bond Z Fund | — | — | — | $441K | 0.2% | |
| American Funds American Funds Target Date Retirement 2070 R6 Fund | — | — | — | $17K | <0.1% |