How big is Potts Financial SWAP Advisors, LLC's plan?

Potts Financial SWAP Advisors, LLC's plan reported $623K in assets and 4 participants for 2024.

Original filing (PDF)20250326140614NAL0024068528001

Potts Financial SWAP Advisors, LLC

Name: Potts Financial SWAP Advisors, LLC — Potts Financial, Form 5500 (2024)
Creator: Potts Financial SWAP Advisors, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Potts Financial SWAP Advisors, LLC 401(k) Profit Sharing Plan

401(k) retirement plan · Potts Financial SWAP Advisors, LLC's Potts Financial SWAP Advisors, LLC 401(k) Profit Sharing Plan held $623K in plan assets for 4 participants in 2024.

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$623K

Net assets (EOY)

$623K

Plan identifiers

Potts Financial SWAP Advisors, LLC's EIN is 81-4974119.

EIN 81-4974119

Plan number 001

Plan year 2024

ACK ID 20250326140614NAL0024068528001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Potts Financial SWAP Advisors, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Potts Financial SWAP Advisors, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for POTTS FINANCIAL SWAP ADVISORS, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score