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Original filing (PDF)20251015121618NAL0002273587001
ENERGY MANAGEMENT PROFESSIONALS
Form 5500
FILING_RECEIVED
ENERGY MANAGEMENT PROFESSIONALS LLC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
136
Accounts w/ balance
180
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VAN LIFESTRAT CONSERV GR - INV" is 28% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENERGY MANAGEMENT PROFESSIONALS.
Plan sponsor
Name
ENERGY MANAGEMENT PROFESSIONALS
EIN
81-4850134
Address
165 RAILROAD HILL STREET · P.O. BOX 2127 · WATERBURY, CT · 06722
Phone
(203) 988-9805
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRAY GRAY & GRAY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $10K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | 36-4500709 | — | INVESTMENT/FINANCIAL ADVI | $22K | — |
Investments
27 direct securities · 1 pooled fund· $10.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$9.9M
27 holdings
Common Collective Trust
$358K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN LIFESTRAT CONSERV GR - INV | Registered Investment Companies | — | — | $2.8M | 27.4% | |
| AMF GROWTH FUND OF AMERICA R6 | Registered Investment Companies | — | — | $949K | 9.2% | |
| AMER FUNDS NEW PERSP R6 | Registered Investment Companies | — | — | $847K | 8.2% | |
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $686K | 6.6% | |
| LOOMIS SAYLES CORE PLUS BOND N | Registered Investment Companies | — | — | $639K | 6.2% | |
| VANGUARD LIFESTRATEGY MOD GROW | Registered Investment Companies | — | — | $472K | 4.6% | |
| MFS VALUE R6 | Registered Investment Companies | — | — | $450K | 4.3% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $358K | 3.5% | |
| MACQUARIE MID CAP GROWTH R6 | Registered Investment Companies | — | — | $348K | 3.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $322K | 3.1% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $316K | 3.1% | |
| VANGUARD LIFESTRATEGY GROWTH | Registered Investment Companies | — | — | $307K | 3.0% | |
| LORD ABBETT SHORT DUR INC R6 | Registered Investment Companies | — | — | $222K | 2.1% | |
| MFS BLENDED RESEARCH CR EQ R6 | Registered Investment Companies | — | — | $219K | 2.1% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $171K | 1.6% | |
| WB EMERGING MKTS GR R6 | Registered Investment Companies | — | — | $119K | 1.2% | |
| GDS INTL EQUITY ESG R6 | Registered Investment Companies | — | — | $117K | 1.1% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $115K | 1.1% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $113K | 1.1% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $112K | 1.1% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $109K | 1.0% | |
| JPMORGAN SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $100K | 1.0% | |
| AMERICAN CENTURY MID CP VAL R6 | Registered Investment Companies | — | — | $82K | 0.8% | |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $63K | 0.6% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $53K | 0.5% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $53K | 0.5% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $45K | 0.4% | |
| NATIONWIDE MD CP MKT IND R6 | Registered Investment Companies | — | — | $7K | <0.1% |
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