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Original filing (PDF)20251014172632NAL0001729747001
SBE2, LLC
Form 5500
FILING_RECEIVED
SBE2 401K PLAN
401(k) retirement plan
Signals · 2
~95 bps in Sched C feesNo recordkeeper disclosed
Active participants
295
Accounts w/ balance
241
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
18 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 95 bps in Schedule C fees — 82% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SBE2, LLC.
Plan sponsor
Name
SBE2, LLC
EIN
81-4844239
Address
1105 LEVEE RD · PO BOX 2869 · MORGAN CITY, LA · 70380
Phone
(985) 384-1700
Industry
Manufacturingsee all
Plan administrator
Name
SIDE BY SIDE FINANCIALS, INC
EIN
27-3232902
City
DULUTH, GA
Phone
(212) 564-2464
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DAVIDSON DOYLE & HILTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ASSOCIATES INCORPORATED | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $60K | — |
| ORENDA RETIREMENT LLC | 36-4877979 | — | CONTRACT ADMINISTRATOR | $11K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEW YORK LIFE SECURITIES | 27-0145686 | — | OTHER SERVICES | $0 | — |
Investments
31 direct securities · 18 pooled funds· $9.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.0M
31 holdings
Common Collective Trust
$3.9M
12 holdings
Pooled Separate Account
$1.2M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin Fin Grp, Inc. Stock SA-R6 | — | — | — | $927K | 12.4% | |
| PRIN LGCAP S&P 500 INDEX SA-R3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $927K | 12.4% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $793K | 10.6% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $778K | 10.4% | |
| Prin Core Plus Bond Sep Acct-Z | — | — | — | $734K | 9.8% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $512K | 6.9% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $506K | 6.8% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | — | $367K | 4.9% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $367K | 4.9% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $316K | 4.2% | |
| DFA US SmCap Value I Fund | — | — | — | $301K | 4.0% | |
| Franklin Small Cap Grth R6 Fd | — | — | — | $205K | 2.7% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $194K | 2.6% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $178K | 2.4% | |
| PIMCO StocksPLUS Intl I Fund | — | — | — | $171K | 2.3% | |
| Principal U.S. Property SA-Z | — | — | — | $165K | 2.2% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $151K | 2.0% | |
| Prin Fixed Inc Guar Option | — | — | — | $151K | 2.0% | |
| Franklin DynaTech R6 Fund | — | — | — | $149K | 2.0% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | — | $133K | 1.8% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | — | $128K | 1.7% | |
| PRIN SMCAP S&P 600 INDEX SA-R3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $128K | 1.7% | |
| Franklin Core Plus Bd R6 Fund | — | — | — | $120K | 1.6% | |
| Amana Participation Inv Fd | — | — | — | $88K | 1.2% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $75K | 1.0% | |
| DFA Emerging Mkts Value I Fd | — | — | — | $57K | 0.8% | |
| PRIN FIN GRP INC STOCK SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 086 | Pooled Separate Account | — | — | $47K | 0.6% | |
| Franklin Rising Div R6 Fund | — | — | — | $47K | 0.6% | |
| Franklin Mutual Glb Disc R6 Fd | — | — | — | $41K | 0.5% | |
| Amana Growth Investor Fund | — | — | — | $36K | 0.5% | |
| DFA US Large Cap Value I Fd | — | — | — | $31K | 0.4% | |
| Prin LifeTime Hybr 2050 CIT Z | — | — | — | $29K | 0.4% | |
| PRIN MIDCAP S&P 400 IDX SA-R3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $29K | 0.4% | |
| Prin LifeTime Hybr 2055 CIT Z | — | — | — | $24K | 0.3% | |
| PRINCIPAL US PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $24K | 0.3% | |
| Franklin Real Est Secs R6 Fund | — | — | — | $22K | 0.3% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $22K | 0.3% | |
| DFA Real Estate Secs I Fd | — | — | — | $21K | 0.3% | |
| DFA Infl Protected Sec I Fund | — | — | — | $14K | 0.2% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $12K | 0.2% | |
| Franklin Sm-Mid Cap Grth R6 Fd | — | — | — | $12K | 0.2% | |
| Prin LifeTime Hybr 2060 CIT Z | — | — | — | $10K | 0.1% | |
| Am Fds Am Hi-Inc Trs R6 Fund | — | — | — | $9K | 0.1% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $8K | 0.1% | |
| Amana Developing World Inv Fd | — | — | — | $8K | 0.1% | |
| Amana Income Investor Fund | — | — | — | $6K | <0.1% | |
| Participant Loans | — | — | — | $316 | <0.1% | |
| Vanguard MidCap Val Idx Adm Fd | — | — | — | $28 | <0.1% | |
| Vanguard Mtrl Index Adm Fund | — | — | — | $7 | <0.1% |
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