This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST | 45-6138589 | — | CUSTODIAN | $156K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAUSEWAY CAPITAL MANAGEMENT LLC | 95-4861680 | — | FUND SPONSOR | $2.1M | — |
| SEI TRUST COMPANY | 06-1271230 | — | NONE | $334K | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ALSTOM COMMON STOCK | — | — | $13.4M | $17.4M | 4.1% | |
| BARCLAYS PLC COMMON STOCK | — | — | $9.8M | $16.6M | 3.9% | |
| KERING COMMON STOCK | — | — | $21.2M |
| $64K |
| — |
| MERRILL LYNCH | — | PENNINGTON, NJ | NONE | $0 | — |
| CITIGROUP GLOBAL MARKETS INC. | — | NEW YORK, NY | NONE | $0 | — |
| INSTINET | — | NEW YORK, NY | NONE | $0 | — |
| UBS AG | — | — | NONE | $0 | — |
| MORGAN STANLEY AND CO | — | BALTIMORE, MD | NONE | $0 | — |
| JEFFERIES & CO.INC. | — | NEW YORK, NY | NONE | $0 | — |
| JP MORGAN SECURITIES | — | NEW YORK, NY | NONE | $0 | — |
| BARCLAYS CAPITAL | — | GREENWICH, CT | NONE | $0 | — |
| SANFORD BERNSTEIN CO LLC | — | NEW YORK, NY | NONE | $0 | — |
| DAIWA CAPITAL MARKETS AMERICA | — | NEW YORK, NY | NONE | $0 | — |
| GOLDMAN SACHS & CO. LLC | — | NEW YORK, NY | NONE | $0 | — |
| HSBC SECURITIES (USA) INC. | — | JERSEY CITY, NJ | NONE | $0 | — |
| BNP PARIBAS | 94-1677765 | — | NONE | $0 | — |
| MACQUARIE CAPITAL(USA) INC. | — | LOS ANGELES, CA | NONE | $0 | — |
| KEPLER CHEUVREUX | — | NEW YORK, NY | NONE | $0 | — |
| $16.1M |
| 3.8% |
| ROLLS-ROYCE HOLDINGS PLC COMMON STOCK | — | — | $4.0M | $15.3M | 3.6% |
| RECKITT BENCKISER GROUP PLC COMMON STOCK | — | — | $15.8M | $14.3M | 3.4% |
| SAMSUNG ELECTRONICS CO LTD COMMON STOCK | — | — | $17.7M | $13.7M | 3.2% |
| RENESAS ELECTRONICS CORP COMMON STOCK | — | — | $14.8M | $12.0M | 2.8% |
| ASTRAZENECA PLC COMMON STOCK | — | — | $12.2M | $12.0M | 2.8% |
| AKZO NOBEL N.V. COMMON STOCK | — | — | $12.2M | $10.9M | 2.6% |
| ROCHE HOLDING AG-GENUSSCHEIN COMMON STOCK | — | — | $10.8M | $10.2M | 2.4% |
| ENEL SPA COMMON STOCK | — | — | $8.0M | $9.8M | 2.3% |
| BP PLC COMMON STOCK | — | — | $11.7M | $9.7M | 2.3% |
| FANUC CORP COMMON STOCK | — | — | $9.8M | $9.2M | 2.2% |
| PRUDENTIAL PLC COMMON STOCK | — | — | $12.2M | $9.0M | 2.1% |
| GSK PLC COMMON STOCK | — | — | $9.6M | $8.7M | 2.1% |
| KONINKLIJKE PHILIPS NV COMMON STOCK | — | — | $7.1M | $8.5M | 2.0% |
| SAP SE COMMON STOCK | — | — | $4.7M | $8.3M | 2.0% |
| INFINEON TECHNOLOGIES AG COMMON STOCK | — | — | $9.1M | $8.3M | 2.0% |
| SANOFI COMMON STOCK | — | — | $8.1M | $8.1M | 1.9% |
| COMPAGNIE DE SAINT GOBAIN COMMON STOCK | — | — | $7.3M | $7.9M | 1.9% |
| UNICREDIT SPA COMMON STOCK | — | — | $4.4M | $7.5M | 1.8% |
| ANHEUSER-BUSCH INBEV SA/NV COMMON STOCK | — | — | $8.4M | $7.3M | 1.7% |
| FUJITSU LIMITED COMMON STOCK | — | — | $6.1M | $6.5M | 1.5% |
| DEUTSCHE TELEKOM AG-REG COMMON STOCK | — | — | $4.8M | $6.5M | 1.5% |
| NINTENDO CO LTD COMMON STOCK | — | — | $5.8M | $6.4M | 1.5% |
| ARCELORMITTAL COMMON STOCK | — | — | $6.1M | $6.0M | 1.4% |
| TENCENT HOLDINGS LTD COMMON STOCK | — | — | $4.3M | $5.6M | 1.3% |
| NORTHERN INSTITUTIONAL TREASURY PORTFOLIO MUTUAL FUNDS | — | — | $5.3M | $5.3M | 1.3% |
| STANDARD CHARTERED PLC COMMON STOCK | — | — | $4.1M | $5.2M | 1.2% |
| SMC CORP COMMON STOCK | — | — | $5.7M | $5.1M | 1.2% |
| ING GROEP NV COMMON STOCK | — | — | $4.5M | $5.0M | 1.2% |
| BRITISH AMERICAN TOBACCO PLC COMMON STOCK | — | — | $4.5M | $4.9M | 1.2% |
| BNP PARIBAS COMMON STOCK | — | — | $4.7M | $4.9M | 1.1% |
| AXA SA COMMON STOCK | — | — | $4.1M | $4.8M | 1.1% |
| HEINEKEN NV COMMON STOCK | — | — | $5.7M | $4.8M | 1.1% |
| UNITED OVERSEAS BANK LTD COMMON STOCK | — | — | $3.8M | $4.6M | 1.1% |
| LANXESS AG COMMON STOCK | — | — | $5.0M | $4.6M | 1.1% |
| RELX PLC COMMON STOCK | — | — | $3.1M | $4.3M | 1.0% |
| JULIUS BAER GROUP LTD COMMON STOCK | — | — | $3.7M | $4.2M | 1.0% |
| WH SMITH PLC COMMON STOCK | — | — | $5.1M | $4.2M | 1.0% |
| LEGAL & GENERAL GROUP PLC COMMON STOCK | — | — | $4.0M | $4.1M | 1.0% |
| DANONE COMMON STOCK | — | — | $3.5M | $4.1M | 1.0% |
| MURATA MANUFACTURING CO LTD COMMON STOCK | — | — | $4.7M | $3.9M | 0.9% |
| CHECK POINT SOFTWARE TECH COMMON STOCK | — | — | $3.6M | $3.7M | 0.9% |
| KINGFISHER PLC COMMON STOCK | — | — | $3.5M | $3.5M | 0.8% |
| SEGRO PLC COMMON STOCK | — | — | $3.6M | $3.2M | 0.8% |
| CARREFOUR SA COMMON STOCK | — | — | $3.7M | $3.1M | 0.7% |
| WORLDLINE SA COMMON STOCK | — | — | $3.1M | $3.0M | 0.7% |
| BERKELEY GROUP HOLDINGS/THE COMMON STOCK | — | — | $3.1M | $2.9M | 0.7% |
| ALLIANZ SE-REG COMMON STOCK | — | — | $2.2M | $2.9M | 0.7% |
| SODEXO SA COMMON STOCK | — | — | $3.0M | $2.8M | 0.7% |
| SMITH & NEPHEW PLC COMMON STOCK | — | — | $3.1M | $2.8M | 0.7% |
| COMPASS GROUP PLC COMMON STOCK | — | — | $1.7M | $2.3M | 0.5% |
| SOCIETE GENERALE SA COMMON STOCK | — | — | $2.2M | $2.3M | 0.5% |
| RWE AG COMMON STOCK | — | — | $2.5M | $2.1M | 0.5% |
| BARRICK GOLD CORP COMMON STOCK | — | — | $2.6M | $2.0M | 0.5% |
| SMURFIT WESTROCK PLC COMMON STOCK | — | — | $1.7M | $2.0M | 0.5% |
| SHINHAN FINANCIAL GROUP LTD COMMON STOCK | — | — | $2.5M | $2.0M | 0.5% |
| LINK REIT COMMON STOCK | — | — | $2.2M | $1.8M | 0.4% |
| TAKEDA PHARMACEUTICAL CO LTD COMMON STOCK | — | — | $1.9M | $1.8M | 0.4% |
| ELECTROLUX AB-B COMMON STOCK | — | — | $1.7M | $1.7M | 0.4% |
| AIR LIQUIDE SA COMMON STOCK | — | — | $1.9M | $1.7M | 0.4% |
| HEIDELBERG MATERIALS AG COMMON STOCK | — | — | $1.7M | $1.6M | 0.4% |
| DR ING HC F PORSCHE AG PREFERRED STOCK | — | — | $1.6M | $1.5M | 0.3% |
| NATWEST GROUP PLC COMMON STOCK | — | — | $839K | $1.3M | 0.3% |
| BANCO BRADESCO-ADR COMMON STOCK | — | — | $1.9M | $1.3M | 0.3% |
| AMADEUS IT GROUP SA COMMON STOCK | — | — | $1.1M | $1.2M | 0.3% |
| LI NING CO LTD COMMON STOCK | — | — | $908K | $966K | 0.2% |
| SAMSUNG FIRE & MARINE INS COMMON STOCK | — | — | $630K | $611K | 0.1% |
| ASSETS OTHER ASSETS | OTHER | — | $86K | $86K | <0.1% |
