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Original filing (PDF)20251014153924NAL0001629043001
SB INVESTMENT ADVISERS (US) INC.
Form 5500
FILING_RECEIVED
SB US 401(K) PLAN
401(k) retirement plan
Active participants
746
Accounts w/ balance
1,057
Plan assets (EOY)
$132.9M
Net assets (EOY)
$132.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 147% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SB INVESTMENT ADVISERS (US) INC..
Plan sponsor
Name
SB INVESTMENT ADVISERS (US) INC.
EIN
81-4760418
Address
300 EL CAMINO REAL, BUILDING 2 · MENLO PARK, CA · 94025
Phone
(626) 922-1306
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
3F · Sponsor used leased employees
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORS INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $104K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WORLD INVESTMENT ADVISORS, LLC | — | SANTA BARBARA, CA | INVESTMENT ADVISOR | $40K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ BENEFITS & INS. SERVICES | — | CINCINNATI, OH | CONTRACT ADMIN | $62K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOLTHOUSE CARLIN & VAN TRIGT LLP | — | PASADENA, CA | AUDITOR | $19K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $103K | — |
Investments
30 direct securities · 2 pooled funds· $132.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$129.8M
30 holdings
Common Collective Trust
$2.7M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual Fund | — | — | — | $21.7M | 16.3% | |
| Vanguard Growth Index Institutional Fund Mutual Fund | — | — | — | $15.2M | 11.5% | |
| American Funds 2055 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $14.0M | 10.5% | |
| American Funds 2050 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $9.5M | 7.2% | |
| American Funds 2045 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $9.1M | 6.9% | |
| Vanguard Total International Stock Index Fund Mutual Fund | — | — | — | $8.1M | 6.1% | |
| BlackRock Mid Cap Growth Equity Fund Mutual Fund | — | — | — | $5.9M | 4.4% | |
| American Funds 2035 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $5.5M | 4.1% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $4.7M | 3.6% | |
| American Funds 2060 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $4.6M | 3.5% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $3.9M | 2.9% | |
| American Funds 2040 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $3.8M | 2.9% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $3.7M | 2.7% | |
| American Funds 2030 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $3.5M | 2.6% | |
| Putnam Large Cap Value Fund Mutual Fund | — | — | — | $3.1M | 2.3% | |
| THE STANDARD STABLE ASSETS II THE STANDARD · EIN 93-0242990 / PN 000 | Common Collective Trust | — | — | $2.0M | 1.5% | |
| American Funds 2065 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $1.9M | 1.4% | |
| Vanguard Balanced Index Fund Mutual Fund | — | — | — | $1.9M | 1.4% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $1.3M | 1.0% | |
| American Funds New World Fund Mutual Fund | — | — | — | $1.3M | 1.0% | |
| PIMCO RAE U.S. Small Institutional Fund Mutual Fund | — | — | — | $1.2M | 0.9% | |
| American Funds 2025 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $1.2M | 0.9% | |
| American Funds Bond Fund of America Mutual Fund | — | — | — | $1.1M | 0.8% | |
| PGIM High Yield Fund Mutual Fund | — | — | — | $827K | 0.6% | |
| Buffalo Small Cap Institutional Fund Mutual Fund | — | — | — | $775K | 0.6% | |
| COHEN&STEERS US REALITY FUND CLASSP COHEN & STEERS REALTY SHARES · EIN 47-1211722 / PN 003 | Common Collective Trust | — | — | $700K | 0.5% | |
| Principal Mid Cap Value Institutional Fund Mutual Fund | — | — | — | $551K | 0.4% | |
| Fidelity Inflation Protected Bond Index Fund Mutual Fund | — | — | — | $546K | 0.4% | |
| American Funds 2020 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $356K | 0.3% | |
| Vanguard Total International Bond Index Fund Mutual Fund | — | — | — | $351K | 0.3% | |
| American Funds 2010 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $93K | <0.1% | |
| American Funds 2015 Target Date Retirement Fund Asset Allocation Mutual Fund | — | — | — | $87K | <0.1% |