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Original filing (PDF)20251014082529NAL0003370608001
APPGATE CYBERSECURITY, INC.
Form 5500
FILING_RECEIVED
THE APPGATE 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
99
Accounts w/ balance
176
Plan assets (EOY)
$14.8M
Net assets (EOY)
$14.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 61% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for APPGATE CYBERSECURITY, INC..
Plan sponsor
Name
APPGATE CYBERSECURITY, INC.
EIN
81-4635215
Address
2 ALHAMBRA PLAZA, SUITE PH-1-B · CORAL GABLES, FL · 33134
Phone
(786) 452-4355
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HARDING SHYMANSKI & COMPANY PSC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS, LLC | 36-4291971 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $69K | — |
Investments
13 direct securities · 2 pooled funds· $14.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$12.4M
13 holdings
Pooled Separate Account
$2.4M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $3.2M | 21.6% | |
| Investment at Contract Value Custodial Guaranteed Option Group * Principal Guaranteed Option Annuity Contract | — | — | — | $2.7M | 18.6% | |
| Fidelity US Bond Index Fund Mutual Fund | — | — | — | $2.4M | 16.2% | |
| Vanguard Total International Stock Index Admiral Fund Mutual Fund | — | — | — | $1.7M | 11.5% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $1.4M | 9.2% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $1.0M | 7.0% | |
| Allspring Special Mid Cap Value R6 Fund Mutual Fund | — | — | — | $535K | 3.6% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $441K | 3.0% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $382K | 2.6% | |
| MFS Mid-Cap Growth R6 Fund Mutual Fund | — | — | — | $347K | 2.3% | |
| MFS International Diversification R6 Fund Mutual Fund | — | — | — | $215K | 1.5% | |
| through March 2030 | — | — | — | $189K | 1.3% | |
| Allspring Special Small Cap Value R6 Fund Mutual Fund | — | — | — | $105K | 0.7% | |
| Dodge & Cox Income I Fund Mutual Fund | — | — | — | $102K | 0.7% | |
| (E) | — | — | — | $34K | 0.2% |
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