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Original filing (PDF)20251104152533NAL0006685267001
SUMMIT RIDGE ENERGY, LLC
Form 5500
FILING_RECEIVED
SUMMIT RIDGE ENERGY 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
140
Accounts w/ balance
155
Plan assets (EOY)
$12.0M
Net assets (EOY)
$12.0M
How this plan invests
This plan
11 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 55 bps in Schedule C fees — 89% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SUMMIT RIDGE ENERGY, LLC.
Plan sponsor
Name
SUMMIT RIDGE ENERGY, LLC
EIN
81-4329210
Address
1000 WILSON BOULEVARD · SUITE 2400 · ARLINGTON, VA · 222093914
Phone
(202) 558-2340
Industry
Utilitiessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-11-04
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GM ASSOCIATES, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SIGNATURE ESTATE & INVESTMT ADVISOR | 95-4806910 | — | INVESTMENT ADVISORY | $38K | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $27K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
22 direct securities · 11 pooled funds· $12.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.3M
9 holdings
Uncategorized
$3.7M
21 holdings
Pooled Separate Account
$251K
2 holdings
OTHER
$3K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.1M | 17.3% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.9M | 15.8% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $1.1M | 9.3% | |
| Fidelity 500 Index Fund | — | — | — | $1.0M | 8.6% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.0M | 8.5% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $891K | 7.4% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $709K | 5.9% | |
| JP Morgan Large Cap Growth R6 Fund | — | — | — | $657K | 5.5% | |
| Fidelity Mid Cap Index Fund | — | — | — | $390K | 3.3% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $302K | 2.5% | |
| Invesco Small Cap Value R6 Rund | — | — | — | $281K | 2.3% | |
| Principal Life Fixed Income Guaranteed Option | — | — | — | $250K | 2.1% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $185K | 1.5% | |
| PGIM High Yield R6 Fund | — | — | — | $173K | 1.4% | |
| Principal Life Core Fixed Income SA-Z | — | — | — | $166K | 1.4% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $166K | 1.4% | |
| Fidelity International Index Fund | — | — | — | $129K | 1.1% | |
| T. Rowe Price Value I Fund | — | — | — | $126K | 1.0% | |
| Fidelity Small Cap Index Fund | — | — | — | $99K | 0.8% | |
| Principal Life Diversified International SA-Z | — | — | — | $85K | 0.7% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $85K | 0.7% | |
| Fidelity Emerging Market Index Fund | — | — | — | $80K | 0.7% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $79K | 0.7% | |
| Participant Loans | — | — | — | $76K | 0.6% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $67K | 0.6% | |
| John Hancock Disc Val MC R6 Fund | — | — | — | $25K | 0.2% | |
| Fidelity Inflation-Protected Bond Index Fund | — | — | — | $22K | 0.2% | |
| JP Morgan Mid Cap Growth R6 Fund | — | — | — | $22K | 0.2% | |
| Fidelity Real Estate Index Fund | — | — | — | $12K | 0.1% | |
| Alliance Bernstein Small Cap Growth Port Z Fund | — | — | — | $10K | <0.1% | |
| PIMCO Dividend Income Inst Fund | — | — | — | $7K | <0.1% | |
| Fidelity Advisor International Growth Z Fund | — | — | — | $6K | <0.1% | |
| mutual funds | OTHER | — | — | $3K | <0.1% |
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