How big is XML Financial, LLC's plan?

XML Financial, LLC's plan reported $9.1M in assets and 51 participants for 2024.

Original filing (PDF)20250417130103NAL0001288193001

XML Financial, LLC

Name: XML Financial, LLC — XML Financial, LLC 401(k), Form 5500 (2024)
Creator: XML Financial, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

XML Financial, LLC 401(k) Profit Sharing Plan

401(k) retirement plan · XML Financial, LLC's XML Financial, LLC 401(k) Profit Sharing Plan held $9.1M in plan assets for 51 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$9.1M

Net assets (EOY)

$9.1M

People on this filing

Brett Bernstein signed XML Financial, LLC's 2024 Form 5500 as plan administrator.

Brett Bernstein — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

XML Financial, LLC's EIN is 81-3654175.

EIN 81-3654175

Plan number 001

Plan year 2024

ACK ID 20250417130103NAL0001288193001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for XML Financial, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

XML Financial, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for XML FINANCIAL, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score