Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BETTERMENT HOLDINGS, INC. | — | NEW YORK, NY | RECORDKEEPER | $21K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DWC ERISA CONSULTANTS LLC | — | ST. PAUL, MN | CONTRACT ADMIN | $3K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market ETF | — | — | — | $1.7M | 28.8% | |
| Vanguard FTSE Developed Markets | — | — | — | $1.4M | 23.7% | |
| Charles Schwab U.S. Broad Market ETF ** 2 SPDR S&P Kensho New Economies Composite ETF ** 527 SPDR Portfolio S&P 500 ETF | — | — | — | $831K | 14.4% | |
| Vanguard LongTerm Government Bond ** 50 Vanguard FTSE Emerging Markets | — | — | — | $497K |
| 8.6% |
| iShares Core S&P Total U.S. Stock Market ETF ** 153 iShares Core Total US Bond Market ETF | — | — | — | $481K | 8.3% |
| SPDR Portfolio S&P 400 Mid Cap | — | — | — | $328K | 5.7% |
| SPDR Portfolio S&P 600 Small Cap ETF | — | — | — | $253K | 4.4% |
| Vanguard Total International Bond ETF | — | — | — | $111K | 1.9% |
| iShares Emerging Markets USD Bond ETF | — | — | — | $98K | 1.7% |
| Notes receivable from participantsInterest rates of 5.25 - 10.5% | — | — | — | $56K | 1.0% |
| Vanguard US Total Bond Market ETF | — | — | — | $12K | 0.2% |
| Vanguard Short-Term Inflation-Protected Securities ETF | — | — | — | $11K | 0.2% |
| Vanguard Small-Cap Value ETF | — | — | — | $11K | 0.2% |
| Vanguard Mid-Cap Value ETF | — | — | — | $11K | 0.2% |
| Vanguard Value ETF | — | — | — | $9K | 0.2% |
| JPMorgan Ultra-Short Income | — | — | — | $8K | 0.1% |
| Goldman Sachs Goldman Sachs ActiveBeta Japan Equity ETF ** 99 iShares 0-5 Year TIPS Bond ETF | — | — | — | $6K | <0.1% |
| Goldman Sachs Goldman Sachs Access U.S. Aggregate Bond ETF ** 96 Goldman Sachs Goldman Sachs ActiveBeta Emerging Markets Equity | — | — | — | $5K | <0.1% |
| Goldman Sachs Goldman Sachs ActiveBeta US Small Cap Equity ETF ** 91 Goldman Sachs Goldman Sachs TreasuryAccess 01 Year ETF ** 40 Goldman Sachs Goldman Sachs ActiveBeta Europe Equity ETF | — | — | — | $5K | <0.1% |
| Goldman Sachs Goldman Sachs ActiveBeta International Equity ** 379 Goldman Sachs Goldman Sachs ActiveBeta US Large Cap Equity | — | — | — | $2K | <0.1% |
