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Original filing (PDF)20251013103545NAL0002502914001
HEARTLAND COMMUNITIES, LLC
Form 5500
FILING_RECEIVED
HAVENPARK 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
~100 bps in Sched C fees
Active participants
251
Accounts w/ balance
286
Plan assets (EOY)
$5.4M
Net assets (EOY)
$5.4M
How this plan invests
This plan
20 pooled trusts
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 100 bps in Schedule C fees — 92% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEARTLAND COMMUNITIES, LLC.
Plan sponsor
Name
HEARTLAND COMMUNITIES, LLC
EIN
81-3245597
Address
51 WEST CENTER STREET · SUITE 600 · OREM, UT · 84057
Phone
(801) 301-3700
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, CO | RECORDKEEPER | $25K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $14K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WC ADMINISTRATORS, LLC | 20-1663072 | MIDVALE, UT | THIRD PARTY ADMINISTATOR | $9K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | 26-4311657 | AUSTIN, TX | OTHER | $3K | — |
| EMPOWER ADVISORY GROUP,LLC | 84-0467907 | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
20 direct securities · 20 pooled funds· $5.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.6M
19 holdings
Uncategorized
$814K
20 holdings
Pooled Separate Account
$10K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INDEXSELECT MODERATE 2035 FUND CL I GRAET GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $1.1M | 20.9% | |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $1.0M | 18.6% | |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $811K | 15.0% | |
| BLACKROCK EQUITY INDEX RUND R GREAT GRAY · EIN 20-3802168 / PN 001 | Common Collective Trust | — | — | $541K | 10.0% | |
| INDEXSELECT MODERATE 2065 FUND CL I GREAT GRAY · EIN 38-7275306 / PN 775 | Common Collective Trust | — | — | $339K | 6.3% | |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $231K | 4.3% | |
| VANGUARD LIFESTRATEGY GROWTH INV | — | — | — | $179K | 3.3% | |
| AMERICAN FUNDS NEW WORLD R6 | — | — | — | $158K | 2.9% | |
| *Participant Loans | — | — | — | $148K | 2.7% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $131K | 2.4% | |
| INDEXSELECT AGGRESSIVE 2065 FUND GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $129K | 2.4% | |
| AMERICAN FUNDS NEW PERSPECTIVE R6 | — | — | — | $121K | 2.2% | |
| BLACKROCK MID CAP EQUITY INDEX R GREAT GRAY · EIN 20-3802327 / PN 003 | Common Collective Trust | — | — | $100K | 1.9% | |
| VANGUARD LIFESTRATEGY INCOME INV | — | — | — | $43K | 0.8% | |
| MIDCAP GROWTH FUND II CLASS R1 GREAT GRAY · EIN 38-7304118 / PN 183 | Common Collective Trust | — | — | $39K | 0.7% | |
| VANGUARD REAL ESTATE INDEX ADMIRAL | — | — | — | $39K | 0.7% | |
| VANGUARD INTERNATIONAL GROWTH ADM | — | — | — | $38K | 0.7% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $37K | 0.7% | |
| BLACKROCK U.S. DEBT INDEX FD R GREAT GRAY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $31K | 0.6% | |
| PUTNAM SMALL CAP GROWTH R6 | — | — | — | $26K | 0.5% | |
| INDEXSELECT AGGRESSIVE 2035 FUND GREAT GRAY · EIN 81-4393239 / PN 302 | Common Collective Trust | — | — | $25K | 0.5% | |
| FRANKLIN SMALL CAP VALUE GG TRUST GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $18K | 0.3% | |
| *Key Guaranteed Portfolio Fund | — | — | — | $15K | 0.3% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $11K | 0.2% | |
| *Empower Securefoundation BAL INST | — | — | — | $10K | 0.2% | |
| FUTUREFUNDS SERIES ACCOUNT II GREAT-WEST LIFE & ANNUITY INSURANCE CO. · EIN 84-0467907 / PN 003 | Pooled Separate Account | — | — | $10K | 0.2% | |
| INDEXSELECT AGGRESSIVE 2045 FUND GREAT GRAY · EIN 81-4403657 / PN 303 | Common Collective Trust | — | — | $8K | 0.2% | |
| *General Asset Holding Account | — | — | — | $7K | 0.1% | |
| DFA INFLATION-PROTECTED SECURITIES I | — | — | — | $7K | 0.1% | |
| JANUS HENDERSON GLOBAL TECH INNOVATION N | — | — | — | $6K | 0.1% | |
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $6K | 0.1% | |
| BLACKROCK HEALTH SCIENCES OPPS K | — | — | — | $5K | <0.1% | |
| VANGUARD MATERIALS INDEX ADM | — | — | — | $4K | <0.1% | |
| BAIRD CORE PLUS BOND INST | — | — | — | $3K | <0.1% | |
| PGIM HIGH-YIELD R6 | — | — | — | $3K | <0.1% | |
| INDEXSELECT CONSERVATIVE 2045 FUND GREAT GRAY · EIN 81-4532033 / PN 313 | Common Collective Trust | — | — | $3K | <0.1% | |
| INVESCO INTERNATIONAL SMALL-MID COMPY R6 | — | — | — | $1K | <0.1% | |
| INVESCO GOLD & SPECIAL MINERALS R6 | — | — | — | $47 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2055 GREAT GRAY · EIN 81-4543855 / PN 314 | Common Collective Trust | — | — | $32 | <0.1% | |
| PIMCO INT BOND (USD-HEDGED) INSTL | — | — | — | $19 | <0.1% |
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