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Original filing (PDF)20251014201717NAL0003582273001
VIVOS THERAPEUTICS, INC.
Form 5500
FILING_RECEIVED
VIVOS THERAPEUTICS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holding~131 bps in Sched C fees
Active participants
113
Accounts w/ balance
122
Plan assets (EOY)
$1.7M
Net assets (EOY)
$1.7M
How this plan invests
This plan
20 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "My Retirement Path Moderate 2045 R" is 26% of plan.
- 131 bps in Schedule C fees — 152% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VIVOS THERAPEUTICS, INC..
Plan sponsor
Name
VIVOS THERAPEUTICS, INC.
EIN
81-3224056
Address
7921 SOUTHPARK PLAZA · SUITE 210 · LITTLETON, CO · 80120
Phone
(866) 908-4867
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PLANCHECK CPAS, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY F | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANTAGE FINANCIAL GROUP, INC. | — | CLEVELAND, OH | INVESTMENT ADVISOR | $9K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS HOLDINGS INC DBA FUTUREPLA | — | SAN DIEGO, CA | CONTRACT ADMIN | $2K | — |
Investments
11 direct securities · 20 pooled funds· $1.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.5M
20 holdings
Uncategorized
$233K
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MY RETIREMENT PATH MODERATE 2045 R GREAT GRAY · EIN 38-4116823 / PN 497 | Common Collective Trust | — | — | $431K | 25.6% | |
| MY RETIREMENT PATH AGGR 2055 R GREAT GRAY · EIN 38-4116824 / PN 498 | Common Collective Trust | — | — | $266K | 15.8% | |
| BLACKROCK RUSSELL 1000 INDEX I GREAT GRAY · EIN 20-3802223 / PN 002 | Common Collective Trust | — | — | $215K | 12.8% | |
| MY RETIREMENT PATH MODERATE 2035 R GREAT GRAY · EIN 38-4116822 / PN 496 | Common Collective Trust | — | — | $165K | 9.8% | |
| FIXED INCOME ALLOCATION II GREAT GRAY · EIN 38-4126269 / PN 573 | Common Collective Trust | — | — | $124K | 7.4% | |
| BLACKROCK MSCI ACWI EX U.S. INDEX R GREAT GRAY · EIN 81-1950980 / PN 013 | Common Collective Trust | — | — | $116K | 6.9% | |
| Fidelity 500 Index | — | — | — | $67K | 4.0% | |
| Fidelity Mid Cap Index | — | — | — | $44K | 2.6% | |
| Fidelity Small Cap Index | — | — | — | $40K | 2.4% | |
| Participant Notes Receivable | — | — | — | $31K | 1.8% | |
| BLACKROCK DEVELOPED REAL ESTATE I GREAT GRAY · EIN 38-4065314 / PN 411 | Common Collective Trust | — | — | $27K | 1.6% | |
| Fidelity International Index | — | — | — | $23K | 1.4% | |
| BLACKROCK RUSSELL 2000 INDEX FUND R GREAT GRAY · EIN 20-3802587 / PN 004 | Common Collective Trust | — | — | $20K | 1.2% | |
| BLACKROCK U.S TIPS INDEX I GREAT GRAY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $14K | 0.8% | |
| LARGE CAP GROWTH FUND III CLASS RI GREAT GRAY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $14K | 0.8% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126250 / PN 000 | Common Collective Trust | — | — | $12K | 0.7% | |
| MY RETIREMENT PATH AGGR 2035 R GREAT GRAY · EIN 38-4097343 / PN 491 | Common Collective Trust | — | — | $11K | 0.6% | |
| Fidelity US Bond Index | — | — | — | $10K | 0.6% | |
| American Funds New Perspective R6 | — | — | — | $8K | 0.5% | |
| INTERNATIONAL STOCK RI GREAT GRAY · EIN 82-2436292 / PN 342 | Common Collective Trust | — | — | $8K | 0.5% | |
| LARGE CAP VALUE FUND CLASS RI GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $7K | 0.4% | |
| MY RETIREMENT PATH AGGR 2045 R GREAT GRAY · EIN 38-4097344 / PN 492 | Common Collective Trust | — | — | $6K | 0.4% | |
| SMALL CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 38-4126288 / PN 000 | Common Collective Trust | — | — | $6K | 0.3% | |
| Fidelity Real Estate Index Institutional | — | — | — | $4K | 0.3% | |
| MID CAP GROWTH FUND FEE CLASS RI GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $4K | 0.2% | |
| MY RETIREMENT PATH CONSERV 2035 R GREAT GRAY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $3K | 0.2% | |
| Lord Abbett Bond Debenture R6 | — | — | — | $3K | 0.2% | |
| Internal Equity Fund Fee Class R1 | — | — | — | $1K | <0.1% | |
| INTERNATIONAL GROWTH FUND II RI GREAT GRAY · EIN 38-4139842 / PN 000 | Common Collective Trust | — | — | $1K | <0.1% | |
| EI Fixed Account-Series l | — | — | — | $1K | <0.1% | |
| MID CAP VALUE FEE CLASS RI GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $814 | <0.1% |