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Original filing (PDF)20250707220405NAL0001877987003
TROVATA, INC.
Form 5500
FILING_RECEIVED
TROVATA 401(K) PLAN
401(k) retirement plan
Signals · 1
42% in single holding
Active participants
55
Accounts w/ balance
89
Plan assets (EOY)
$2.7M
Net assets (EOY)
$2.7M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Group Total Stock Index Admiral Class Mutual Fund" is 42% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TROVATA, INC..
Plan sponsor
Name
TROVATA, INC.
EIN
81-2922359
Address
312 S. CEDROS AVE · SUITE 260 · SOLANA BEACH, CA · 92075
Phone
(206) 419-8771
Industry
Finance & Insurancesee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
21 direct securities· $2.7M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Total Stock Index Admiral Class Mutual Fund | — | — | — | $1.1M | 42.4% | |
| Vanguard Funds Developed Markets Index Admiral Mutual Fund | — | — | — | $444K | 16.4% | |
| Vanguard Group Bond Index Admiral Class Mutual Fund | — | — | — | $293K | 10.8% | |
| Vanguard European Stock Index Admiral Mutual Fund ** 971 Vanguard Emerging Markets Stock Admiral Class Mutual Fund | — | — | — | $235K | 8.7% | |
| Vanguard Group Growth Index Admiral Mutual Fund | — | — | — | $136K | 5.0% | |
| Vanguard Specialized Div Reit Index Fund Admiral Shares Mutual Fund | — | — | — | $114K | 4.2% | |
| Vanguard Funds Total International Bond Index Mutual Fund | — | — | — | $96K | 3.5% | |
| Vanguard Group Index 500 Admiral Mutual Fund | — | — | — | $84K | 3.1% | |
| Vanguard Group Mid Cap Index Admiral Mutual Fund | — | — | — | $32K | 1.2% | |
| Vanguard Group Small Cap Index Admiral Mutual Fund | — | — | — | $23K | 0.9% | |
| Vanguard Short-Term Inflation Protected Securities Index Adm Mutual Fund | — | — | — | $16K | 0.6% | |
| Vanguard Group Reserve Fed MM Fund Mutual Fund | — | — | — | $16K | 0.6% | |
| Vanguard Group Value Index Admiral Mutual Fund | — | — | — | $14K | 0.5% | |
| Vanguard Information Technology Index Admiral Mutual Fund | — | — | — | $11K | 0.4% | |
| Vanguard Group Total Instl Stock Index Admiral Mutual Fund | — | — | — | $9K | 0.3% | |
| Vanguard Group Small Cap Value Index Admiral Mutual Fund | — | — | — | $9K | 0.3% | |
| Vanguard Group Mid-Cap Value Index Fd Admiral Mutual Fund | — | — | — | $9K | 0.3% | |
| Participant Loans to participants, bearing interest at 9.50% | — | — | — | $8K | 0.3% | |
| Vanguard Group FTSE Social Index Admiral Mutual Fund | — | — | — | $3K | 0.1% | |
| Vanguard Health Care Index Admiral Mutual Fund ** 358 Vanguard Financials Index Admiral Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Energy Index Admiral Mutual Fund | — | — | — | $1K | <0.1% |
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