How big is Eastwind Financial, LLC's plan?

Eastwind Financial, LLC's plan reported $1.1M in assets and 1 participants for 2025.

Original filing (PDF)20260424163726NAL0003292323001

Eastwind Financial, LLC

Name: Eastwind Financial, LLC — Eastwind Financial, LLC, Form 5500 (2025)
Creator: Eastwind Financial, LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Eastwind Financial, LLC Incentive Savings Plan

401(k) retirement plan · Eastwind Financial, LLC's Eastwind Financial, LLC Incentive Savings Plan held $1.1M in plan assets for 1 participants in 2025.

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.1M

Net assets (EOY)

$1.1M

People on this filing

HERB Klein signed Eastwind Financial, LLC's 2025 Form 5500 as plan administrator.

HERB Klein — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Eastwind Financial, LLC's EIN is 81-2646785.

EIN 81-2646785

Plan number 001

Plan year 2025

ACK ID 20260424163726NAL0003292323001

Official Form 5500 document

Download the official 2025 Form 5500 (PDF) for Eastwind Financial, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2025 Form 5500 (PDF)

Plan features

Eastwind Financial, LLC's plan includes profit-sharing, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for EASTWIND FINANCIAL, LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High account-holder ratio — balance-holders per active participant in the top 15% of peers (99th percentile).

Plan sponsor

Name

EASTWIND FINANCIAL, LLC

EIN

all filings

Address

12100 WILSHIRE BOULEVARD · #1050 · LOS ANGELES, CA · 90025

Phone

(310) 278-5333

Industry

Finance & Insurance

Plan administrator