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Original filing (PDF)20250730150715NAL0008517378001
KAISER ALUMINUM WARRICK, LLC
Form 5500
FILING_RECEIVED
KAISER ALUMINUM WARRICK PENSION PLAN
Defined-benefit pension plan
Signals · 2
28% in single holding~156 bps in Sched C fees
Active participants
644
Accounts w/ balance
—
Plan assets (EOY)
$17.1M
Net assets (EOY)
$17.1M
How this plan invests
This plan
16 pooled trusts
Schedule D
14 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Principal Core Fix Inc Sep Account-Z" is 28% of plan.
- 156 bps in Schedule C fees — 437% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAISER ALUMINUM WARRICK, LLC.
Plan sponsor
Name
KAISER ALUMINUM WARRICK, LLC
EIN
81-2560915
Address
4000 IN-66 · NEWBURGH, IN · 47630
Phone
(812) 217-6534
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
LBMC, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS, LLC | 82-1061233 | — | RECORD KEEPER | $179K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $23K | — |
Accountant / Auditor
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LBMC, PC | 62-1199757 | — | AUDITOR | $17K | — |
| WINDES, INC. | 93-3001179 | — | AUDITOR | $6K | — |
Actuary
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INDEPENDENT ACTUARIES, INC. | 36-4561119 | — | ACTUARY | $40K | — |
Investments
1 direct security · 16 pooled funds· $17.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$17.1M
16 holdings
Uncategorized
$10K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRINCIPAL CORE FIXED INCOME SEPARAT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | $4.7M | $4.8M | 28.1% | |
| PRINCIPAL DIVERSIFIED INTERNATIONAL PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | $1.9M | $2.0M | 11.6% | |
| PRINCIPAL LARGECAP S&P 500 INDEX SE PRINCIPAL LIFE INSURANCE · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | $1.4M | $1.8M | 10.3% | |
| PRINCIPAL BOND MARKET INDEX SEPARAT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | $1.6M | $1.6M | 9.2% | |
| PRINCIPAL LRGECAP GROWTH 1 SEPARATE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | $1.0M | $1.3M | 7.8% | |
| PRINCIPAL EQUITY INCOME SEPARATE AC PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | $1.1M | $1.3M | 7.7% | |
| PRINCIPAL U.S. PROPERTY SEPARATE AC PRINCIPAL LIFE INSURNACE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | $1.3M | $1.2M | 7.1% | |
| PRINCIPAL OVERSEAS SEPARATE ACCOUNT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 116 | Pooled Separate Account | — | $630K | $707K | 4.1% | |
| PRINCIPAL MIDCAP VALUE I SEPARATE A PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | $540K | $597K | 3.5% | |
| PRINCIPAL MIDCAP SEPARATE ACCOUNT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 020 | Pooled Separate Account | — | $621K | $594K | 3.5% | |
| PRINCIPAL HIGH YIELD SEPARATE ACCOU PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | $569K | $563K | 3.3% | |
| PRINCIPAL SMALLCAP GROWTH I SEPARAT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | $292K | $321K | 1.9% | |
| PRINCIPAL SMALLCAP VALUE II SEPARAT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | $293K | $319K | 1.9% | |
| Expenses | — | — | — | $10K | <0.1% | |
| PRINCIPAL HIGH INCOME SEPARATE ACCO PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 101 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRINCIPAL MIDCAP GROWTH III SEPARAT PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 026 | Pooled Separate Account | — | — | $0 | <0.1% | |
| PRINCIPAL ORIGIN EMERGING MARKETS S PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 178 | Pooled Separate Account | — | — | $0 | <0.1% |