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Original filing (PDF)20250909112403NAL0020164561001
HEARTLAND, LLC
Form 5500
FILING_RECEIVED
HEARTLAND, LLC 401(K) PLAN
401(k) retirement plan
Active participants
3,536
Accounts w/ balance
1,474
Plan assets (EOY)
$46.1M
Net assets (EOY)
$46.1M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 57 bps in Schedule C fees — 95% above peer band of 29 bps.
- Only 42% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HEARTLAND, LLC.
Plan sponsor
Name
HEARTLAND, LLC
EIN
81-1798176
Address
1200 MAIN STREET, 42ND FLOOR · KANSAS CITY, MO · 64105
Phone
(816) 714-9339
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MARKS NELSON ADVISORS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $157K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ INVESTMENT ADVISORY SERVICES L | — | CLEVELAND, OH | INVESTMENT ADVISOR | $104K | — |
Investments
26 direct securities · 1 pooled fund· $46.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.7M
26 holdings
Common Collective Trust
$441K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Funds 2045 Trgt Date Retire R6 Mutual Funds | — | — | — | $5.1M | 11.0% | |
| American Funds American Funds 2040 Trgt Date Retire R6 Mutual Funds | — | — | — | $5.0M | 10.8% | |
| American Funds American Funds 2030 Trgt Date Retire R6 Mutual Funds | — | — | — | $4.3M | 9.4% | |
| American Funds American Funds 2050 Trgt Date Retire R6 Mutual Funds | — | — | — | $3.9M | 8.4% | |
| American Funds American Funds 2025 Trgt Date Retire R6 Mutual Funds | — | — | — | $3.6M | 7.8% | |
| American Funds American Funds 2035 Trgt Date Retire R6 Mutual Funds | — | — | — | $3.4M | 7.4% | |
| Fidelity 500 Index Mutual Funds | — | — | — | $3.3M | 7.2% | |
| AllianceBernstein AB Large Cap Growth Fund | — | — | — | $2.5M | 5.3% | |
| JPMorgan Equity Income R6 Mutual Funds | — | — | — | $2.4M | 5.1% | |
| John Hancock JHancock Bond R6 Mutual Funds | — | — | — | $2.3M | 5.0% | |
| American Funds American Funds Europacific Gr R6 Mutual Funds | — | — | — | $2.2M | 4.8% | |
| Fidelity Extended Market Index Mutual Funds | — | — | — | $1.8M | 3.8% | |
| American Funds American Funds 2055 Trgt Date Retire R6 Mutual Funds | — | — | — | $1.5M | 3.3% | |
| American Funds American Funds 2060 Trgt Date Retire R6 Mutual Funds | — | — | — | $1.1M | 2.5% | |
| American Funds American Funds 2020 Trgt Date Retire R6 Mutual Funds | — | — | — | $623K | 1.4% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $441K | 1.0% | |
| Vanguard Total Intl Stock Index Admiral | — | — | — | $382K | 0.8% | |
| American Funds American Funds 2065 Trgt Date Retire R6 Mutual Funds | — | — | — | $379K | 0.8% | |
| Empower T. Rowe Price Mid Cap Gr Inst Mutual Funds | — | — | — | $376K | 0.8% | |
| DFA Us Targeted Value I Mutual Funds | — | — | — | $372K | 0.8% | |
| American Funds American Funds 2015 Trgt Date Retire R6 Mutual Funds | — | — | — | $312K | 0.7% | |
| American Funds American Funds 2010 Trgt Date Retire R6 Mutual Funds | — | — | — | $214K | 0.5% | |
| Ishares U.S. Aggregate Bond Index K Mutual Funds | — | — | — | $185K | 0.4% | |
| American Funds American Funds American Balanced R6 Mutual Funds | — | — | — | $144K | 0.3% | |
| American Century American Century Mid Cap Value R6 Mutual Funds | — | — | — | $135K | 0.3% | |
| Janus Henderson Janus Henderson Venture N Mutual Funds | — | — | — | $115K | 0.2% | |
| Participant loans dates February 2024 through March 2026 | — | — | — | $10K | <0.1% |
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