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Original filing (PDF)20251014094451NAL0003562576001
PIVOTAL COMMWARE, INC.
Form 5500
FILING_RECEIVED
PIVOTAL COMMWARE 401(K) PLAN
401(k) retirement plan
Active participants
47
Accounts w/ balance
177
Plan assets (EOY)
$11.1M
Net assets (EOY)
$11.1M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PIVOTAL COMMWARE, INC..
Plan sponsor
Name
PIVOTAL COMMWARE, INC.
EIN
81-1701738
Address
22215 26TH AVENUE SE, STE 100 · BOTHELL, WA · 98021
Phone
(425) 215-4906
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL - RPCP | 95-2823423 | — | CONTRACT ADMINISTRATOR | $27K | — |
| THE VANGUARD GROUP | 23-1945930 | — | CONTRACT ADMINISTRATOR | $4K | — |
| ASCENSUS LLC | 11-3665754 | — | CONTRACT ADMINISTRATOR | $60 | — |
Investments
27 direct securities· $10.7M(97% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm Registered investment company | — | — | — | $1.5M | 13.9% | |
| Vanguard Target Retirement 2045 Fund Registered investment company | — | — | — | $1.0M | 9.3% | |
| Vanguard Target Retirement 2035 Fund Registered investment company | — | — | — | $933K | 8.4% | |
| JPMorgan Large Cap Growth R6 Registered investment company | — | — | — | $823K | 7.4% | |
| Vanguard Target Retirement 2030 Fund Registered investment company | — | — | — | $800K | 7.2% | |
| Vanguard Target Retirement 2065 Fund Registered investment company | — | — | — | $706K | 6.4% | |
| Vanguard Target Retirement 2060 Fund Registered investment company | — | — | — | $676K | 6.1% | |
| Vanguard Target Retirement 2055 Fund Registered investment company | — | — | — | $670K | 6.0% | |
| Vanguard Small-Cap Index Adm Registered investment company | — | — | — | $473K | 4.3% | |
| Vanguard Target Retirement 2025 Fund Registered investment company | — | — | — | $472K | 4.3% | |
| Vanguard Target Retirement 2050 Fund Registered investment company | — | — | — | $428K | 3.9% | |
| Vanguard Target Retirement 2040 Fund Registered investment company | — | — | — | $404K | 3.6% | |
| Vanguard Mid Cap Index Adm Registered investment company | — | — | — | $344K | 3.1% | |
| Vanguard Federal Money Market Inv Money market fund | — | — | — | $288K | 2.6% | |
| Janus Henderson Enterprise I Registered investment company | — | — | — | $223K | 2.0% | |
| Janus Henderson Triton I Registered investment company | — | — | — | $203K | 1.8% | |
| Victory Sycamore Established Value I Registered investment company | — | — | — | $123K | 1.1% | |
| MFS Value R6 Registered investment company | — | — | — | $95K | 0.9% | |
| Vanguard Interm-Term Bond Index Adm Registered investment company | — | — | — | $93K | 0.8% | |
| Vanguard Developed Mkts Index Adm Registered investment company | — | — | — | $90K | 0.8% | |
| MFS International Growth R6 Registered investment company | — | — | — | $83K | 0.7% | |
| (CL) JPMorgan Core Plus Bond I Registered investment company | — | — | — | $73K | 0.7% | |
| Principal Real Estate Securities Instl Registered investment company | — | — | — | $71K | 0.6% | |
| Vanguard Short-Term Invest Grade Adm Registered investment company | — | — | — | $55K | 0.5% | |
| Vanguard Target Retirement Income Fund Registered investment company | — | — | — | $6K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Registered investment company | — | — | — | $5K | <0.1% | |
| Victory Sycamore Small Comp Opport I Registered investment company | — | — | — | $3K | <0.1% |
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