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Original filing (PDF)20250422152141NAL0009505042001
COOKFOX ARCHITECTS, DPC 401K PLAN
Form 5500
FILING_RECEIVED
COOKFOX ARCHITECTS, DPC 401K PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
75
Accounts w/ balance
136
Plan assets (EOY)
$12.8M
Net assets (EOY)
$12.8M
How this plan invests
This plan
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "GREAT WEST LIFE INSURANCE" is 30% of plan.
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COOKFOX ARCHITECTS, DPC 401K PLAN.
Plan sponsor
Name
COOKFOX ARCHITECTS, DPC 401K PLAN
EIN
81-1357519
Address
250 WEST, 57TH STREET · FLOOR 17 · NEW YORK, NY · 10107
Phone
(212) 477-0287
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-04-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LILING & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $27K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS, LLC | — | EL SEGUNDO, CA | BROKER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES | — | NEW YORK, NY | CONTRACT ADMIN | $3K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LILLING & COMPANY LLP 10 CUTTER | — | GREAT NECK NY, NY | AUDITOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $6K | — |
Investments
18 direct securities· $12.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GREAT WEST LIFE INSURANCE | — | — | — | $3.8M | 29.7% | |
| ISHARES MSCI EAFE | — | — | — | $1.6M | 12.2% | |
| VANGUARD SMALL CAP INDEX ADM | — | — | — | $1.5M | 11.5% | |
| VANGUARD VALUE INDEX ADM | — | — | — | $1.1M | 8.8% | |
| KEY GUARANTEED PORTFOLIO | — | — | — | $1.1M | 8.4% | |
| VANGUARD TOTAL BOND MARKET IND | — | — | — | $1.1M | 8.2% | |
| VANGUARD MID CAP INDEX FUND - | — | — | — | $895K | 7.0% | |
| VANGUARD GROWTH INDEX ADM | — | — | — | $633K | 4.9% | |
| VANGUARD MID-CAP GROWTH INDEX | — | — | — | $232K | 1.8% | |
| VANGUARD INTERNATIONAL GROWTH | — | — | — | $217K | 1.7% | |
| VANGUARD EMERGING MKTS STOCK I | — | — | — | $205K | 1.6% | |
| VANGUARD MID-CAP VALUE INDEX A | — | — | — | $183K | 1.4% | |
| PARTICIPANT LOAN | — | — | — | $130K | 1.0% | |
| VANGUARD SMALL CAP VALUE INDEX | — | — | — | $100K | 0.8% | |
| VANGUARD SMALL CAP GROWTH INDE | — | — | — | $41K | 0.3% | |
| VANGUARD INFLATION-PROTECTED S | — | — | — | $33K | 0.3% | |
| VANGUARD HIGH-YIELD CORPORATE | — | — | — | $20K | 0.2% | |
| VANGUARD TOTAL INTL BD IDX ADM | — | — | — | $14K | 0.1% |