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Original filing (PDF)20251015113817NAL0004735217001
ENSEMBLEIQ
Form 5500
FILING_RECEIVED
ENSEMBLEIQ 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
99
Accounts w/ balance
174
Plan assets (EOY)
$18.3M
Net assets (EOY)
$18.3M
How this plan invests
This plan
3 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Group Vanguard Tgt Rmt 2035 Inv Fund" is 31% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENSEMBLEIQ.
Plan sponsor
Name
ENSEMBLEIQ
EIN
81-1282261
Address
8550 W BRYN MAWR AVE · STE 200 · CHICAGO, IL · 606313731
Phone
(773) 992-4450
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | 22-3570392 | — | INVESTMENT ADVISORY | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $36K | — |
Investments
30 direct securities · 3 pooled funds· $18.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.3M
30 holdings
Common Collective Trust
$52K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard Tgt Rmt 2035 Inv Fund | — | — | — | $5.7M | 31.0% | |
| Vanguard Group Vanguard Tgt Rmt 2025 Inv Fund | — | — | — | $1.9M | 10.4% | |
| Vanguard Group Vanguard Tgt Rmt 2045 Inv Fund | — | — | — | $1.8M | 9.6% | |
| Vanguard Group Vanguard Tgt Rmt 2050 Inv Fund | — | — | — | $1.4M | 7.9% | |
| Principal Life Insurance Company General | — | — | — | $1.4M | 7.8% | |
| Vanguard Group Vanguard 500 Index Admiral Fd | — | — | — | $1.4M | 7.5% | |
| Vanguard Group Vanguard Tgt Rmt 2030 Inv Fund | — | — | — | $1.4M | 7.4% | |
| Vanguard Group Vanguard Tgt Rmt 2040 Inv Fund | — | — | — | $1.1M | 6.2% | |
| JP Morgan Funds JP Morgan Large Cap Gr R6 Fd | — | — | — | $394K | 2.2% | |
| Vanguard Group Vanguard Tgt Rmt 2055 Inv Fund | — | — | — | $239K | 1.3% | |
| Vanguard Group Vanguard Sm Cap Index Adm Fund | — | — | — | $231K | 1.3% | |
| Vanguard Group Vanguard Tgt Rmt 2020 Inv Fund | — | — | — | $185K | 1.0% | |
| Vanguard Group Vanguard Tgt Rmt Inc Inv Fund | — | — | — | $179K | 1.0% | |
| Vanguard Group Vanguard Mid Cap Index Adm Fd | — | — | — | $172K | 0.9% | |
| Vanguard Group Vanguard Tgt Rmt 2060 Inv Fund | — | — | — | $166K | 0.9% | |
| T. Rowe T. Rowe Price Div MC Gr I Fd | — | — | — | $106K | 0.6% | |
| Vanguard Group Vanguard Dev Mkts Index Adm Fd | — | — | — | $90K | 0.5% | |
| Baird Core Baird Core Plus Bond I Fund | — | — | — | $81K | 0.4% | |
| Vanguard Group Vanguard Equity-Inc Adm Fund | — | — | — | $80K | 0.4% | |
| Participants Participant loans (interest rates of 4.25%-9.50%) | — | — | — | $72K | 0.4% | |
| (E) | — | — | — | $72K | 0.4% | |
| Vanguard Group Vanguard Explorer Admiral Fund | — | — | — | $56K | 0.3% | |
| American Century American Centur Mid-Cap Val R6 | — | — | — | $28K | 0.2% | |
| SMALL CAP VALUE II R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4126250 / PN 554 | Common Collective Trust | — | — | $28K | 0.2% | |
| INTERNATIONAL GROWTH II R1 FD GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $24K | 0.1% | |
| Fidelity Real Est Index Fund | — | — | — | $13K | <0.1% | |
| BlackRock High Yld Bond K Fund | — | — | — | $12K | <0.1% | |
| (E) | — | — | $6K | $8K | <0.1% | |
| Vanguard Group Vgd Infl-Prot Sec Adm Fund | — | — | — | $8K | <0.1% | |
| JP Morgan Funds JP Morgan Emerg Mkts Eq R6 Fd | — | — | — | $7K | <0.1% | |
| Vanguard Group Vanguard Tgt Rmt 2065 Inv Fund ** 367 Vanguard Group Vanguard Tgt Rmt 2070 Inv Fund | — | — | — | $6K | <0.1% | |
| Franklin Utilities R6 Fund | — | — | — | $6K | <0.1% | |
| WESTERN ASSET COR PL BD R1 FD GREAT GRAY TRUST COMPANY · EIN 82-4391232 / PN 374 | Common Collective Trust | — | — | $0 | <0.1% |
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