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Original filing (PDF)20251008161513NAL0003422051001
YUGABYTEDB, INC.
Form 5500
FILING_RECEIVED
YUGABYTEDB, INC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
125
Accounts w/ balance
142
Plan assets (EOY)
$11.3M
Net assets (EOY)
$11.3M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YUGABYTEDB, INC..
Plan sponsor
Name
YUGABYTEDB, INC.
EIN
81-1242830
Address
771 VAQUEROS AVE · SUNNYVALE, CA · 94086
Phone
(408) 663-6632
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $21K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
26 direct securities· $11.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $2.8M | 24.6% | |
| Fidelity Large Cap Growth Index Fund Registered Investment Company | — | — | — | $1.0M | 8.9% | |
| Fidelity Freedom Index 2050 Investor Class Fund Registered Investment Company | — | — | — | $888K | 7.8% | |
| Fidelity Freedom Index 2035 Investor Class Fund Registered Investment Company | — | — | — | $847K | 7.5% | |
| Fidelity Freedom Index 2030 Investor Class Fund Registered Investment Company | — | — | — | $815K | 7.2% | |
| Fidelity Freedom Index 2055 Investor Class Fund Registered Investment Company | — | — | — | $800K | 7.0% | |
| Fidelity Freedom Index 2060 Investor Class Fund Registered Investment Company | — | — | — | $702K | 6.2% | |
| Fidelity Freedom Index 2045 Investor Class Fund Registered Investment Company | — | — | — | $669K | 5.9% | |
| Fidelity Freedom Index 2040 Investor Class Fund Registered Investment Company | — | — | — | $565K | 5.0% | |
| Gabelli U.S. Treasury Money Market Fund Registered Investment Company | — | — | — | $489K | 4.3% | |
| DFA Investment Grade Portfolio Institutional Class Shares Fund Registered Investment Company | — | — | — | $230K | 2.0% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $220K | 1.9% | |
| Columbia Dividend Income Fund Class I3 Registered Investment Company | — | — | — | $210K | 1.8% | |
| Fidelity Small Cap Index Fund Registered Investment Company | — | — | — | $184K | 1.6% | |
| Fidelity Freedom Index 2065 Investor Class Fund Registered Investment Company | — | — | — | $151K | 1.3% | |
| J.P. Morgan International Equity Fund Class R6 Registered Investment Company | — | — | — | $138K | 1.2% | |
| Black Rock Mid-Cap Growth Equity K Fund Registered Investment Company | — | — | — | $106K | 0.9% | |
| PGIM High Yield Fund - Class R6 Registered Investment Company | — | — | — | $80K | 0.7% | |
| Cohen & Steers Institutional Realty Shares Fund Registered Investment Company | — | — | — | $80K | 0.7% | |
| Fidelity Freedom Index 2025 Investor Class Fund Registered Investment Company | — | — | — | $72K | 0.6% | |
| American Funds New World Fund® Class R-6 Registered Investment Company | — | — | — | $72K | 0.6% | |
| American Funds Inflation Linked Bond Fund Class R-6 Registered Investment Company | — | — | — | $58K | 0.5% | |
| Franklin Small Cap Value Fund Class R6 Registered Investment Company | — | — | — | $48K | 0.4% | |
| MFS Mid Cap Value Fund Class R6 Registered Investment Company | — | — | — | $42K | 0.4% | |
| American Century Small Cap Growth Fund R6 Class Registered Investment Company | — | — | — | $31K | 0.3% | |
| Fidelity Freedom Index Income Fund Investor Class Registered Investment Company | — | — | — | $2K | <0.1% |
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