Original filing (PDF)20251121123227NAL0009943408001

KAIZEN DINING 401K PLAN & TRUST

Name: KAIZEN DINING 401K PLAN & TRUST — KAIZEN DINING GROUP, INC., Form 5500 (2024)
Creator: KAIZEN DINING 401K PLAN & TRUST

Form 5500

FILING_RECEIVED

KAIZEN DINING GROUP, INC.

401(k) retirement plan

Signals · 3

Late filing · 0.2 mo~382 bps in Sched C feesNo recordkeeper disclosed

Active participants

747

Accounts w/ balance

753

Plan assets (EOY)

$344K

Net assets (EOY)

$344K

How this plan invests

This plan

1 pooled trust

Schedule D

14 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

Filed 0.2 months past the 10.5-month grace window.
382 bps in Schedule C fees — 142% above peer band of 158 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KAIZEN DINING 401K PLAN & TRUST.

Plan sponsor

Name

KAIZEN DINING 401K PLAN & TRUST

EIN

81-0976364

Address

1100 E. MAIN ST. · ALHAMBRA, CA · 91801

Phone

(626) 872-6461

Industry

Accommodation & Food Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-11-21

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

KIECKHAFER SCHIFFER LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
VOYA RETIREMENT INSURANCE & ANNUITY	71-0294708	—	SERVICE PROVIDER	$13K	—

Investments

9 direct securities · 1 pooled fund· $372K(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Uncategorized

$359K

9 holdings

Pooled Separate Account

$13K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
Great Gray Trust Company, LLC MYCOMPASS INDEX MODERATE 2055 FUND CLASS R	—	—	—	$116K	33.8%
MyCompass Ind Mod 2045 Fd R Common Collective Trust	—	—	—	$82K	23.9%
Great Gray Trust Company, LLC MYCOMPASS INDEX MODERATE 2065 FUND CLASS R	—	—	—	$79K	22.9%
party date,rate of interest, collateral, par, or maturity date MyCompass Ind Mod 2035 Fd R Common Collective Trust	—	—	—	$38K	11.0%
MyCompass Ind Mod Ret Fd R Common Collective Trust	—	—	—	$15K	4.3%
Great Gray Trust Company, LLC MYCOMPASS INDEX MODERATE RETIREMENT FUND CLASS R	—	—	—	$15K	4.3%
VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$13K	3.7%
Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company	—	—	—	$12K	3.6%
LOAN FUND Participant Loans - Rates 9.50% to 9.50%	—	—	—	$1K	0.3%
Participant note receivable Interest rate 9.50%, maturing in 2027 -	—	—	—	$1K	0.3%