How big is RTT Operating Companies Holdco, LLC's plan?

RTT Operating Companies Holdco, LLC's plan reported $10.0M in assets and 359 participants for 2023.

Original filing (PDF)20240209123651NAL0048385920001

RTT Operating Companies Holdco, LLC

Name: RTT Operating Companies Holdco, LLC — Roundtower, Form 5500 (2023)
Creator: RTT Operating Companies Holdco, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Roundtower Technologies 401(k) Plan

401(k) retirement plan · RTT Operating Companies Holdco, LLC's Roundtower Technologies 401(k) Plan held $10.0M in plan assets for 359 participants in 2023, with Fidelity as recordkeeper.

Signals · 4

Late filing · 26.8 moNon-clean audit opinionCorrective distributions issued~80 bps in Sched C fees

Active participants

359

Accounts w/ balance

237

Plan assets (EOY)

$10.0M

Net assets (EOY)

$10.0M

Plan identifiers

RTT Operating Companies Holdco, LLC's EIN is 81-0941654.

EIN 81-0941654

Plan number 001

Plan year 2023

ACK ID 20240209123651NAL0048385920001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for RTT Operating Companies Holdco, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

RTT Operating Companies Holdco, LLC's plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), profit-sharing.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for RTT OPERATING COMPANIES HOLDCO, LLC.

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How this plan invests

This plan

1 pooled trust

Schedule D

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Below-average — multiple flags

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Filed 26.8 months past the 10.5-month grace window.
Corrective distributions issued (likely failed ADP/ACP testing).
Auditor issued a qualified / adverse / disclaimer opinion.
Total administrative cost in the bottom quartile of peers (8th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (9th percentile).

Plan sponsor

Name

RTT OPERATING COMPANIES HOLDCO, LLC

EIN

all filings

Address

5905 E. GALBRAITH RD. #3000 · CINCINNATI, OH · 45236

Phone

(513) 247-7900

Industry

Data Processing, Hosting· Information / Tech / Media

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2020-01-01

Tax period

2020-12-31

Filed

2024-02-09

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

2A · Age/service weighted or new comparability

2E · Profit-sharing

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$12K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIRST FINANCIAL BANK NA	31-0308605	—	ADVISOR	$59K	—
STRATEGIC ADVISORS, INC.

Investments

35 direct securities · 1 pooled fund· $10.0M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$7.3M

19 holdings

Other securities

$1.5M

12 holdings

Common Collective Trusts

$892K

3 holdings

Stable Value

$325K

1 holding

Common Collective Trust

1 holding

					% of plan
Vanguard Target Retirement 2035 Mutual Fund	Mutual Funds	—	—	$1.3M	13.4%
Vanguard Target Retirement 2045 Mutual Fund	Mutual Funds	—	—	$1.2M	11.8%
Vanguard Target Retirement 2030 Mutual Fund	Mutual Funds	—	—	$966K	9.6%
Vanguard Target Retirement 2040 Mutual Fund	Mutual Funds	—	—	$929K	9.3%
Vanguard 500 Index Fund Admiral Class Mutual Fund	Common Collective Trusts	—	—	$780K	7.8%
Vanguard Target Retirement 2055 Mutual Fund	Mutual Funds	—	—	$715K	7.1%
Vanguard Target Retirement 2050 Mutual Fund	Mutual Funds	—	—	$517K	5.1%
T.Rowe Price New Horizons Fund Mutual Fund	Other securities	—	—	$418K	4.2%
Lincoln Fixed Account Stable Value Fund	Stable Value	—	—	$325K	3.2%
MFS Growth Fund Mutual Fund	Mutual Funds	—	—	$289K	2.9%
Oppenheimer Developing Markets Mutual Fund	Mutual Funds	—	—	$244K	2.4%
Carillon Eagle Mid Cap Growth I Mutual Fund	Other securities	—	—	$221K	2.2%
Vanguard Mid-Cap Index Admiral Fund Mutual Fund	Mutual Funds	—	—	$210K	2.1%
T.Rowe Price Dividend Growth Mutual Fund	Other securities	—	—	$191K	1.9%
John Hancock Disciplined Value Mutual Fund	Other securities	—	—	$166K	1.7%
Fidelity Advisor Small Cap Value Mutual Fund	Mutual Funds	—	—	$160K	1.6%
Vanguard Balanced Index Admiral Mutual Fund	Mutual Funds	—	—	$127K	1.3%
Vanguard Target Retirement 2025 Mutual Fund	Mutual Funds	—	—	$120K	1.2%
Dodge & Cox Income Fund Mutual Fund	Mutual Funds	—	—	$117K	1.2%
Lazard Int. Strategic Equity Portfolio Mutual Fund	Other securities	—	—	$105K	1.0%
JPMorgan Equity Income Fund Class R6 Mutual Fund	Other securities	—	—	$101K	1.0%
Vanguard Interm-Term Bond Index Admiral Mutual Fund	Mutual Funds	—	—	$99K	1.0%
Federated High Yield Bond Mutual Fund	Other securities	—	—	$91K	0.9%
T. Rowe Price Overseas Stock Fund Mutual Fund	Other securities	—	—	$80K	0.8%
Vanguard Small-Cap Index Admiral Fund Mutual Fund	Mutual Funds	—	—	$79K	0.8%
Vanguard Total International Stock Index Fund Mutual Fund	Common Collective Trusts	—	—	$65K	0.7%
Vanguard Target Retirement 2020 Mutual Fund	Mutual Funds	—	—	$61K	0.6%
Blackrock Multi-Asset Income Portfolio Mutual Fund	Other securities	—	—	$58K	0.6%
Vanguard Target Retirement 2015 Mutual Fund	Mutual Funds	—	—	$56K	0.6%
Metropolitan West Total Return Bond Mutual Fund	Other securities	—	—	$54K	0.5%
2020 and March 2034	Other securities	—	—	$51K	0.5%
Vanguard Real Estate Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$46K	0.5%
Vanguard Target Retirement 2060 Mutual Fund	Mutual Funds	—	—	$38K	0.4%
Vanguard Target Retirement Income Mutual Fund	Mutual Funds	—	—	$24K	0.2%
Wells Fargo Special Mid Cap Value Fund - Class R6 Mutual Fund	Other securities	—	—	$3K	<0.1%
FED CAP PRESRVN R6 FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001	Common Collective Trust	—	—	$0	<0.1%