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Original filing (PDF)20251002191833NAL0001977106001
AMPERITY, INC.
Form 5500
FILING_RECEIVED
AMPERITY 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
241
Accounts w/ balance
367
Plan assets (EOY)
$26.4M
Net assets (EOY)
$26.4M
How this plan invests
This plan
1 pooled trust
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (7 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMPERITY, INC..
Plan sponsor
Name
AMPERITY, INC.
EIN
81-0890699
Address
1201 2ND AVE #1000 · SEATTLE, WA · 98101
Phone
(206) 432-8302
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | 35-2552359 | — | ADVISOR | $21K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
37 direct securities · 1 pooled fund· $26.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$26.3M
37 holdings
Common Collective Trust
$141K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock LifePath® Index 2055 Fund Class K Shares Registered Investment Company | — | — | — | $5.1M | 19.5% | |
| BlackRock LifePath® Index 2045 Fund Class K Shares Registered Investment Company | — | — | — | $3.8M | 14.3% | |
| BlackRock LifePath® Index 2050 Fund Class K Shares Registered Investment Company | — | — | — | $3.7M | 14.0% | |
| BlackRock LifePath® Index 2060 Fund Class K Shares Registered Investment Company | — | — | — | $2.9M | 11.0% | |
| BlackRock LifePath® Index 2035 Fund Class K Shares Registered Investment Company | — | — | — | $2.0M | 7.6% | |
| Fidelity® 500 Index Fund Registered Investment Company | — | — | — | $1.8M | 6.9% | |
| BlackRock LifePath® Index 2040 Fund Class K Shares Registered Investment Company | — | — | — | $1.7M | 6.3% | |
| Fidelity Total Market Index Fund Registered Investment Company | — | — | — | $1.5M | 5.7% | |
| BlackRock LifePath® Index 2065 Fund Class K Shares Registered Investment Company | — | — | — | $531K | 2.0% | |
| Fidelity® Large Cap Growth Index Fund Registered Investment Company | — | — | — | $502K | 1.9% | |
| JPMorgan Large Cap Growth Fund Class R6 Registered Investment Company | — | — | — | $429K | 1.6% | |
| BlackRock LifePath® Index 2030 Fund Class K Shares Registered Investment Company | — | — | — | $362K | 1.4% | |
| Fidelity® Mid Cap Index Fund Registered Investment Company | — | — | — | $214K | 0.8% | |
| Fidelity® Small Cap Index Fund Registered Investment Company | — | — | — | $202K | 0.8% | |
| Fidelity® U.S. Bond Index Fund Registered Investment Company | — | — | — | $177K | 0.7% | |
| Fidelity® Large Cap Value Index Fund Registered Investment Company | — | — | — | $155K | 0.6% | |
| JPMorgan U.S. Value Fund Class R6 Registered Investment Company | — | — | — | $153K | 0.6% | |
| Fidelity® Total International Index Fund Registered Investment Company | — | — | — | $149K | 0.6% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $141K | 0.5% | |
| Fidelity® Mid Cap Growth Index Fund Registered Investment Company | — | — | — | $136K | 0.5% | |
| Fidelity® International Index Fund Registered Investment Company | — | — | — | $119K | 0.4% | |
| Fidelity® U.S. Sustainability Index Fund Registered Investment Company | — | — | — | $78K | 0.3% | |
| Participant Loans through June 2029 - | — | — | — | $67K | 0.3% | |
| Invesco Discovery Mid Cap Growth Fund R6 Registered Investment Company | — | — | — | $62K | 0.2% | |
| Fidelity® Emerging Markets Index Fund Registered Investment Company | — | — | — | $50K | 0.2% | |
| American Funds Inflation Linked Bond Fund Class R-6 Registered Investment Company | — | — | — | $49K | 0.2% | |
| Fidelity Real Estate Index Fund Registered Investment Company | — | — | — | $48K | 0.2% | |
| American Century Mid Cap Value Fund R6 Class Registered Investment Company | — | — | — | $46K | 0.2% | |
| PGIM Total Return Bond Fund -Class R6 Registered Investment Company | — | — | — | $38K | 0.1% | |
| AB Small Cap Growth Portfolio Class Z Registered Investment Company | — | — | — | $37K | 0.1% | |
| Fidelity® Small Cap Growth Index Fund Registered Investment Company | — | — | — | $37K | 0.1% | |
| Fidelity® Small Cap Value Index Fund Registered Investment Company | — | — | — | $33K | 0.1% | |
| LifePath Index Retirement Fund Registered Investment Company | — | — | — | $32K | 0.1% | |
| Fidelity® Mid Cap Value Index Fund Registered Investment Company | — | — | — | $14K | <0.1% | |
| Fidelity® International Bond Index Fund Registered Investment Company | — | — | — | $14K | <0.1% | |
| Northern World Selection Index I Fund Class I Registered Investment Company | — | — | — | $12K | <0.1% | |
| Fidelity® Extended Market Index Fund Registered Investment Company | — | — | — | $8K | <0.1% | |
| Fidelity® Government Money Market Fund Class K6 Registered Investment Company | — | — | — | $7K | <0.1% |
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