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Original filing (PDF)20250926093559NAL0003926483001
DAI ESOP, INC.
Form 5500
FILING_RECEIVED
DAI 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
811
Accounts w/ balance
1,206
Plan assets (EOY)
$218.1M
Net assets (EOY)
$218.1M
How this plan invests
This plan
23 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAI ESOP, INC..
Plan sponsor
Name
DAI ESOP, INC.
EIN
81-0781201
Address
7600 WISCONSIN AVE · ATTN BENEFIT DEPARTMENT · BETHESDA, MD · 208143657
Phone
(301) 771-7600
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
DELOITTE & TOUCHE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $118K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING, LLC | 84-4519624 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
19 direct securities · 23 pooled funds· $218.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$104.4M
18 holdings
Common Collective Trust
$99.3M
20 holdings
Guaranteed Income / GIC
$9.1M
1 holding
Pooled Separate Account
$5.2M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $23.6M | 10.8% | |
| T. ROWE PRICE RTM 2045 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $17.5M | 8.0% | |
| T. ROWE PRICE RTM 2035 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $17.1M | 7.8% | |
| T. ROWE PRICE RTM 2025 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $12.8M | 5.9% | |
| Fidelity Investments Fid LC Gr Index Fund | — | — | — | $12.5M | 5.7% | |
| T. ROWE PRICE RTM 2040 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $9.3M | 4.3% | |
| Fidelity Investments Fidelity Contrafund K6 Fund | — | — | — | $9.3M | 4.3% | |
| * Principal Life Insurance Company Principal Guaranteed Option | Guaranteed Income / GIC | — | — | $9.1M | 4.2% | |
| T. ROWE PRICE RTM 2030 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $8.8M | 4.0% | |
| T. ROWE PRICE RTM 2015 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $7.9M | 3.6% | |
| The American Funds American Fds WshMut Inv R6 Fd | — | — | — | $6.6M | 3.0% | |
| Fidelity Investments Fidelity Sm Cap Index Fund | — | — | — | $6.3M | 2.9% | |
| Fidelity Investments Fidelity Mid Cp Index Fund | — | — | — | $6.2M | 2.8% | |
| Fidelity Investments Fid LC Val Index Fund | — | — | — | $6.1M | 2.8% | |
| T. ROWE PRICE RTM 2055 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $5.8M | 2.7% | |
| T. ROWE PRICE RTM 2050 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $5.5M | 2.5% | |
| Fidelity Investments Fidelity US Bond Index Fund | — | — | — | $4.9M | 2.2% | |
| PIMCO Funds PIMCO Income Institutional Fd | — | — | — | $4.7M | 2.2% | |
| Fidelity Investments Fidelity International Idx Fd | — | — | — | $4.0M | 1.8% | |
| PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $3.8M | 1.8% | |
| The American Funds AMERICAN FUNDS NEWWORLD R6 | — | — | — | $3.6M | 1.6% | |
| T. ROWE PRICE RTM 2020 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $3.2M | 1.5% | |
| PGIM TOTAL RTRN BND CIT CL LP GREAT GRAY TRUST COMPANY · EIN 38-4097323 / PN 471 | Common Collective Trust | — | — | $3.2M | 1.5% | |
| T. Rowe Price Funds T. Rowe Price Md-Cp Gr I Fd | — | — | — | $3.0M | 1.4% | |
| John Hancock John Hancock Disc Val MC R6 Fd | — | — | — | $2.9M | 1.3% | |
| The American Funds Am Fds EuroPacific Grth R6 Fd | — | — | — | $2.8M | 1.3% | |
| The American Funds Am FdCap Wld Gth and In R6 Fnd | — | — | — | $2.6M | 1.2% | |
| Legg Mason ClearBridge Intl Grth IS Fd | — | — | — | $2.2M | 1.0% | |
| Janus International Holding, LLC JanusHenderson Triton N | — | — | — | $2.2M | 1.0% | |
| AM CENT US SM CP VAL EQ TRUST SEI TRUST COMPANY · EIN 45-4505064 / PN 013 | Common Collective Trust | — | — | $1.8M | 0.8% | |
| T. ROWE PRICE RTM 2060 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $1.7M | 0.8% | |
| STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034 | Common Collective Trust | — | — | $1.3M | 0.6% | |
| dates through October 2039 | — | — | — | $1.0M | 0.5% | |
| STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $750K | 0.3% | |
| PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $738K | 0.3% | |
| STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035 | Common Collective Trust | — | — | $688K | 0.3% | |
| PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $658K | 0.3% | |
| T. ROWE PRICE RTM BAL TR CL E T. ROWE PRICE TRUST COMPANY · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $588K | 0.3% | |
| STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001 | Common Collective Trust | — | — | $512K | 0.2% | |
| T. ROWE PRICE RTM 2065 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $467K | 0.2% | |
| T. ROWE PRICE RTM 2005 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $347K | 0.2% | |
| T. ROWE PRICE RTM 2010 TR CL E T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $81K | <0.1% |