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Original filing (PDF)20250930145413NAL0012431537001
SWANK ENTERPRISES INC
Form 5500
FILING_RECEIVED
SWANK ENTERPRISES INC DAVIS-BACON PENSION PLAN AND TRUST
Defined-contribution retirement plan
Signals · 1
~146 bps in Sched C fees
Active participants
169
Accounts w/ balance
260
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 146 bps in Schedule C fees — 180% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWANK ENTERPRISES INC.
Plan sponsor
Name
SWANK ENTERPRISES INC
EIN
81-0302197
Address
PO BOX 568 · 615 PONDERA AVE · VALIER, MT · 59486
Phone
(406) 279-3241
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
006
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2C · Money purchase (other than target benefit)
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DAHLIN ACCOUNTING & CONSULTING LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $28K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| M GROUP INVESTMENT ADVISOR LLC | — | CELEBRATION, FL | INVESTMENT ADVISOR | $23K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DAVIS BACON PENSION PLANS INC | — | SNOHOMISH, WA | CONTRACT ADMIN | $21K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $14K | — |
Investments
18 direct securities · 2 pooled funds· $5.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.3M
18 holdings
Common Collective Trust
$525K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Blackrock Lifepath Index 2040 K NA | — | — | — | $910K | 15.5% | |
| Blackrock Lifepath Index 2045 K NA | — | — | — | $617K | 10.5% | |
| Fidelity Global EX US Index NA | — | — | — | $599K | 10.2% | |
| Blackrock Lifepath Index 2050 K NA | — | — | — | $497K | 8.5% | |
| STATE STREET RUSSELL ALL CP IDX NL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 233 | Common Collective Trust | — | — | $431K | 7.3% | |
| American Funds American Funds Bond Fund of Amer R6 NA | — | — | — | $424K | 7.2% | |
| Ishares S&P 500 Index K NA | — | — | — | $345K | 5.9% | |
| Fixed Annuity * Empower EI Fixed Account - Series Class I NA | — | — | — | $335K | 5.7% | |
| American Funds American Funds Retire Inc Port-Cnsrv R6 NA | — | — | — | $334K | 5.7% | |
| Blackrock Lifepath Index 2055 K NA | — | — | — | $324K | 5.5% | |
| Blackrock Lifepath Index 2060 K NA | — | — | — | $312K | 5.3% | |
| Fidelity Mid Cap Index NA | — | — | — | $275K | 4.7% | |
| Fidelity Small Cap Index NA | — | — | — | $162K | 2.8% | |
| STATE STREET NASDAQ-100 INDEX NL STATE STREET GLOBAL ADVISORS COLLECTIVE TRUSTS · EIN 90-0337987 / PN 181 | Common Collective Trust | — | — | $94K | 1.6% | |
| American Funds American Funds American HI Inc TR R6 NA | — | — | — | $68K | 1.2% | |
| Blackrock LifePath Index Retirement K NA 511 Dimensional Fund DFA Emerging Markets I NA | — | — | — | $53K | 0.9% | |
| Victory Government Securities I NA | — | — | — | $46K | 0.8% | |
| American Funds American Funds Gr and Inc Port R-6 NA | — | — | — | $25K | 0.4% | |
| Blackrock LifePath Index 2030 K NA 64 Blackrock Lifepath Index 2035 K NA | — | — | — | $8K | 0.1% | |
| Particpant Directed Mutual Funds American Funds American Funds American Balanced R6 NA | — | — | — | $8K | 0.1% |
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