THE BANK OF NEW YORK MELLON
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Service providers (Schedule C)
5 rows| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BNY MELLON ALTERNATIVE INV SERVICES | 13-5160382 | — | FUND SPONSOR | $204K | — |
| PRICEWATERHOUSECOOPERS LLP | 13-4008324 | — | NONE | $35K | — |
| ERNST & YOUNG | — | — | NONE | $25K | — |
| DECHERT LLP | — | — | NONE | $10K | — |
| ALCENTRA | — | NEW YORK, NY | FUND MANAGER | $0 | — |
Investments
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STIGA A1 SHARES COMMON STOCK - | — | — | — | $3.7M | 14.1% | |
| EB HOLDING - CLASS B COMMON STOCK | — | — | $3.3M | $2.5M | 9.6% | |
| FINANCIERE TRUCK (INVESTISSEMENT) SAS/TERM LOAN-TL LOANS | — | — | $1.8M | $2.3M | 8.9% | |
| FINANCIERE TRUCK (INVESTISSEMENT) SAS/SUPER SENIOR BONDS-TL LOANS | — | — | $2.3M | $2.2M | 8.4% | |
| FRAIK COM EQUITY COMMON STOCK - | — | — | — | $2.1M | 7.9% | |
| STIGA C SARL/FACILITY B1-TL LOANS | — | — | $1.7M | $1.7M | 6.6% | |
| GALA ELECTRIC CASINOS A2 SHS COMMON STOCK | — | — | — | $1.7M | 6.6% | |
| NEW WORLD RESOURCES PLC/SUPER SENIOR TERM FACILITY-TL LOANS | — | — | — | $1.4M | 5.6% | |
| STIGA A3 SHARES COMMON STOCK - | — | — | — | $1.2M | 4.6% | |
| NEW LOOK CORPORATE LIMITED/PIK FACILITY-TL LOANS | — | — | $1.0M | $1.0M | 4.0% | |
| FLINT GROUP PACKAGING INKS NORTH AMERICA HOLDINGS LLC/2ND LIEN FACILITY B-TL LOANS | — | — | $6.8M | $930K | 3.6% | |
| NEW LOOK CORPORATE LIMITED/PIK TERM LOAN-TL LOANS | — | — | $870K | $919K | 3.5% | |
| CATALINA MARKETING CORPORATION/EXIT FACILITY-TL LOANS | — | — | $803K | $819K | 3.1% | |
| CATALINA MARKETING COMMON STOCK | — | — | $1.2M | $594K | 2.3% | |
| NEW WORLD RESOURCES NV 07/10/2020 DEFAULTED CORPORATE DEBT INSTRUMENTS | — | — | — | $384K | 1.5% | |
| GOLDMAN SACHS FORWARD FOREIGN CURRENCY CONTRACTS OTHER INVESTMENTS - | — | — | — | $279K | 1.1% | |
| NOVARTEX FIDUXCO SCA CLASS A-I COMMON STOCK | — | — | $5.0M | $216K | 0.8% | |
| NEW LOOK CORPORATE LIMITED/SHAREHOLDER LOAN-TL LOANS | — | — | $326K | $130K | 0.5% | |
| of December 31, 2024 Investment Description Investment Type Cost Market Value ALPHABET SHARES COMMON STOCK | — | — | $8K | $116K | 0.4% | |
| ASSETS OTHER INVESTMENTS | OTHER | — | $30K | $30K | 0.1% | |
| DEBENHAMS PLC/REVOLVER NON-PIK-RL LOANS | — | — | $1.4M | $20K | <0.1% | |
| VIVARTE FIDUXCO SHARES COMMON STOCK - | — | — | — | $7K | <0.1% | |
| MALIN 2007-1X F CORPORATE DEBT INSTRUMENTS 283 | — | — | — | $7K | <0.1% | |
| OFFSHORE DRILLING HOLDING SA 8.375 20200920 CORPORATE DEBT INSTRUMENTS | — | — | $48K | $5K | <0.1% | |
| NEW WORLD RESOURCES NV 04/07/2020 DEFAULTED CORPORATE DEBT INSTRUMENTS | — | — | $2.1M | $5K | <0.1% | |
| DUCHS VII-X F CORPORATE DEBT INSTRUMENTS 1 | — | — | — | $2K | <0.1% |