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Original filing (PDF)20251001135840NAL0013327617001
COLLEGIS, LLC
Form 5500
FILING_RECEIVED
COLLEGIS LLC 401(K) PLAN
401(k) retirement plan
Active participants
409
Accounts w/ balance
549
Plan assets (EOY)
$44.1M
Net assets (EOY)
$44.1M
How this plan invests
This plan
13 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 36 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLLEGIS, LLC.
Plan sponsor
Name
COLLEGIS, LLC
EIN
80-0957651
Address
1415 WEST 22ND STREET SUITE 220 · OAK BROOK, IL · 60523
Phone
(952) 230-3097
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MCCLINTOCK & ASSOCIATES, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $103K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IFP ADVISORS LLC | 59-3331424 | — | INVESTMENT ADVISORY | $56K | — |
Investments
14 direct securities · 13 pooled funds· $42.6M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$25.9M
12 holdings
Uncategorized
$15.4M
14 holdings
Pooled Separate Account
$1.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Adm | — | — | — | $7.5M | 17.0% | |
| PRIN LIFETIME HYBRID CIT 2040 Z PRINCIPAL · EIN 26-6447574 / PN 548 | Common Collective Trust | — | — | $4.4M | 9.9% | |
| PRIN LIFETIME HYBRID CIT 2035 Z PRINCIPAL · EIN 26-6447574 / PN 480 | Common Collective Trust | — | — | $4.2M | 9.4% | |
| PRIN LIFETIME HYBRID CIT 2050 Z PRINCIPAL · EIN 26-6447574 / PN 530 | Common Collective Trust | — | — | $4.1M | 9.2% | |
| PRIN LIFETIME HYBRID CIT 2045 Z PRINCIPAL · EIN 26-6447574 / PN 472 | Common Collective Trust | — | — | $3.8M | 8.6% | |
| PRIN LIFETIME HYBRID CIT 2030 Z PRINCIPAL · EIN 26-6447574 / PN 555 | Common Collective Trust | — | — | $2.9M | 6.5% | |
| PRIN LIFETIME HYBRID CIT 2060 Z PRINCIPAL · EIN 26-6447574 / PN 522 | Common Collective Trust | — | — | $2.0M | 4.5% | |
| PRIN LIFETIME HYBRID CIT 2055 Z PRINCIPAL · EIN 26-6447574 / PN 464 | Common Collective Trust | — | — | $2.0M | 4.4% | |
| Vanguard Mid Cap Index Adm | — | — | — | $1.9M | 4.4% | |
| JPMorgan US Eq R6 | — | — | — | $1.6M | 3.7% | |
| PRIN LIFETIME HYBRID CIT 2025 Z PRINCIPAL · EIN 26-6447574 / PN 498 | Common Collective Trust | — | — | $1.6M | 3.7% | |
| Vanguard Small Cap Index Adm | — | — | — | $1.5M | 3.4% | |
| INVESCO STABLE VAL TRUST RET TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 377 | Pooled Separate Account | — | — | $1.3M | 3.0% | |
| American Funds American Funds EuroPacific Gr R6 | — | — | — | $704K | 1.6% | |
| Neuberger Berman Neuberger Berman Lg Cap Val R6 | — | — | — | $547K | 1.2% | |
| PRIN LIFETIME HYBRID CIT 2020 Z PRINCIPAL · EIN 26-6447574 / PN 563 | Common Collective Trust | — | — | $400K | 0.9% | |
| Pioneer Strategic Inc K | — | — | — | $364K | 0.8% | |
| Legg Mason/Western Asset Western Asset Core Bd IS | — | — | — | $346K | 0.8% | |
| Participants Notes Receivable with an interest rates of 4.25% to 9.50% | — | — | — | $343K | 0.8% | |
| PRIN LIFETIME HYBRID CIT 2015 Z PRINCIPAL · EIN 26-6447574 / PN 514 | Common Collective Trust | — | — | $329K | 0.7% | |
| PRIN LIFETIME HYBRID 2065 CIT Z PRINCIPAL · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $260K | 0.6% | |
| American Funds American Funds American Balanced R6 | — | — | — | $153K | 0.3% | |
| MFS Glbl Eq R4 | — | — | — | $139K | 0.3% | |
| Invesco Developing Mkts R6 | — | — | — | $92K | 0.2% | |
| Principal Gl Real Estate Sec R6 | — | — | — | $84K | 0.2% | |
| PRINCIPAL LIFETIME HYBRID CIT INC Z PRINCIPAL · EIN 26-6447574 / PN 571 | Common Collective Trust | — | — | $65K | 0.1% | |
| Transamerica Trust Company Cash Reserve Account | — | — | — | $6K | <0.1% |