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Original filing (PDF)20251009104755NAL0010805072001
FISCALNOTE, INC.
Form 5500
FILING_RECEIVED
FISCALNOTE 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
355
Accounts w/ balance
710
Plan assets (EOY)
$55.8M
Net assets (EOY)
$55.8M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 57% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FISCALNOTE, INC..
Plan sponsor
Name
FISCALNOTE, INC.
EIN
80-0934908
Address
1201 PENNSYLVANIA AVENUE NW · WASHINGTON, DC · 20004
Phone
(202) 793-5300
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ELLIN & TUCKER, CHARTERED
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SENTINEL BENEFITS GROUP, LLC | 20-5916766 | — | NONE | $81K | — |
| KESTRA FINANCIAL ADVISORS | 74-2794194 | — | NONE | $44K | — |
| FIDELITY INSTITUTIONAL | — | MERRIMACK, NH | NONE | $15K | — |
Investments
26 direct securities · 1 pooled fund· $55.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$55.1M
26 holdings
Common Collective Trust
$549K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2050 Target Date Retirement R6 Mutual Fund | — | — | — | $10.5M | 18.8% | |
| American Funds 2040 Target Date Retirement R6 Mutual Fund | — | — | — | $10.3M | 18.4% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $10.2M | 18.3% | |
| American Funds 2030 Target Date Retirement R6 Mutual Fund | — | — | — | $5.3M | 9.5% | |
| American Funds 2060 Target Date Retirement R6 Mutual Fund | — | — | — | $5.3M | 9.5% | |
| JPMorgan Large Cap Growth R6 Mutual Fund | — | — | — | $2.1M | 3.8% | |
| Columbia Global Technology Growth R5 Mutual Fund | — | — | — | $2.1M | 3.8% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $1.3M | 2.4% | |
| Vanguard Equity Income Admiral Mutual Fund | — | — | — | $1.1M | 2.0% | |
| American Funds 2020 Target Date Retirement R6 Mutual Fund | — | — | — | $1.1M | 1.9% | |
| Principal Mid Cap Fund Class R6 Mutual Fund | — | — | — | $836K | 1.5% | |
| Fidelity Small Cap Index Fund Institutional Premium CL Mutual Fund | — | — | — | $796K | 1.4% | |
| American Funds 2010 Target Date Retirement R6 Mutual Fund | — | — | — | $663K | 1.2% | |
| Fidelity Emerging Markets Index Fund Institutional Premium CL Mutual Fund | — | — | — | $617K | 1.1% | |
| BlackRock International Index K Mutual Fund | — | — | — | $586K | 1.0% | |
| METLIFE GAC SERIES 25157 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 002 | Common Collective Trust | — | — | $549K | 1.0% | |
| Vanguard Total Bond Market Index Admiral Mutual Fund | — | — | — | $439K | 0.8% | |
| Prudential High-Yield Q Mutual Fund | — | — | — | $376K | 0.7% | |
| per annum | — | — | — | $274K | 0.5% | |
| Federated Hermes MDT Small Cap Growth Mutual Fund | — | — | — | $237K | 0.4% | |
| DFA Real Estate Securities Portfolio Mutual Fund | — | — | — | $230K | 0.4% | |
| American Funds EuroPacific Grade R6 Mutual Fund | — | — | — | $197K | 0.4% | |
| Federated Select Total Return Bond R6 Mutual Fund | — | — | — | $153K | 0.3% | |
| Wells Fargo Advantage Spec Mid Cap Value R6 Mutual Fund | — | — | — | $139K | 0.2% | |
| Victory Sycamore Small Company Opportunity I Mutual Fund | — | — | — | $119K | 0.2% | |
| Nuveen Mid Cap Value I Mutual Fund | — | — | — | $82K | 0.1% | |
| Fidelity Government Cash Reserves Fund Money Market Fund | — | — | — | $5K | <0.1% |
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