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Original filing (PDF)20251013142837NAL0000710211001
FOURTH ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
FOURTH ENTERPRISES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
335
Accounts w/ balance
757
Plan assets (EOY)
$37.4M
Net assets (EOY)
$37.4M
How this plan invests
This plan
5 pooled trusts
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (11 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FOURTH ENTERPRISES, LLC.
Plan sponsor
Name
FOURTH ENTERPRISES, LLC
DBA
800841558
EIN
80-0841558
Address
6504 BRIDGE POINT PKWAY · SUITE 300 · AUSTIN, TX · 78730
Phone
(404) 469-9472
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$8K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | 93-0987232 | — | ADVISOR | $51K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities · 5 pooled funds· $34.2M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$30.2M
28 holdings
Common Collective Trust
$4.0M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 INDEX Mutual fund | — | — | — | $4.6M | 12.4% | |
| FA FREEDOM 2040 K6 Mutual fund | — | — | — | $4.4M | 11.7% | |
| FA FREEDOM 2050 K6 Mutual fund | — | — | — | $4.1M | 11.0% | |
| FA FREEDOM 2055 K6 Mutual fund | — | — | — | $3.3M | 8.7% | |
| FA FREEDOM 2035 K6 Mutual fund | — | — | — | $3.0M | 8.0% | |
| LARGE CAP GRTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $2.2M | 5.8% | |
| FID MID CAP IDX Mutual fund | — | — | — | $1.6M | 4.2% | |
| FID GOVT MMKT Money market fund | — | — | — | $1.4M | 3.7% | |
| FA FREEDOM 2060 K6 Mutual fund | — | — | — | $1.2M | 3.3% | |
| FA Freedom 2030 K6 Mutual fund | — | — | — | $1.2M | 3.1% | |
| FA Freedom 2025 K6 Mutual fund | — | — | — | $969K | 2.6% | |
| FID SM CAP IDX Mutual fund | — | — | — | $906K | 2.4% | |
| MID CAP GROWTH II R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7304118 / PN 001 | Common Collective Trust | — | — | $777K | 2.1% | |
| PUTN LARGE CP VAL R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $722K | 1.9% | |
| JPM SM CAP GROWTH R6 Mutual fund | — | — | — | $583K | 1.6% | |
| With varying maturity dates through 2031 and interest rates ranging from * Notes receivable from participants 3.25% to 8.50% | — | — | — | $556K | 1.5% | |
| FID INTL INDEX Mutual fund | — | — | — | $433K | 1.2% | |
| BLKRK HI YLD BD INST Mutual fund | — | — | — | $310K | 0.8% | |
| FA Freedom 2020 K6 Mutual fund | — | — | — | $300K | 0.8% | |
| FID US BOND IDX Mutual fund | — | — | — | $284K | 0.8% | |
| MID CAP VAL II R1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-7312964 / PN 001 | Common Collective Trust | — | — | $276K | 0.7% | |
| FA FREEDOM 2065 K6 Mutual fund | — | — | — | $199K | 0.5% | |
| FA Freedom 2015 K6 Mutual fund | — | — | — | $173K | 0.5% | |
| AF BOND FD AMER R6 Mutual fund | — | — | — | $148K | 0.4% | |
| PIM REAL RETURN INST Mutual fund | — | — | — | $128K | 0.3% | |
| GS SM CP VAL INS R6 Mutual fund | — | — | — | $109K | 0.3% | |
| BLKRK INTL I Mutual fund | — | — | — | $102K | 0.3% | |
| C&S REAL ESTATE Z Mutual fund | — | — | — | $86K | 0.2% | |
| GS EM MKT EQ INS INV Mutual fund | — | — | — | $74K | 0.2% | |
| FA FREEDOM INCOME K6 Mutual fund | — | — | — | $47K | 0.1% | |
| FA Freedom 2010 K6 Mutual fund | — | — | — | $24K | <0.1% | |
| PGIM GLB TOT RTN R6 Mutual fund | — | — | — | $18K | <0.1% | |
| STABLE VALUE FUND R1 GREAT GRAY TRUST COMPANY · EIN 85-4031707 / PN 653 | Common Collective Trust | — | — | $5K | <0.1% |
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