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Original filing (PDF)20251015144327NAL0005168289001
A&D MORTGAGE LLC
Form 5500
FILING_RECEIVED
A&D MORTGAGE LLC
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
175
Accounts w/ balance
125
Plan assets (EOY)
$1.6M
Net assets (EOY)
$1.5M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A&D MORTGAGE LLC.
Plan sponsor
Name
A&D MORTGAGE LLC
EIN
80-0832417
Address
1040 S FEDERAL HIGHWAY · HOLLYWOOD, FL · 33020
Phone
(305) 760-7005
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GUTIERREZ MADARIAGA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| IMPERIAL FUND CAPITAL PARTNERS LLC | 87-2808521 | FORT LAUDERDALE, FL | SERVICE PROVIDER | $0 | — |
Investments
30 direct securities · 1 pooled fund· $2.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.6M
30 holdings
Pooled Separate Account
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA VARIABLE INVESTMENT FUNDS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $1.0M | 66.4% | |
| Voya Index Solution 2045 P Z Pooled Separate Account | — | — | — | $235K | 15.0% | |
| Voya Index Solution 2030 P Z Pooled Separate Account | — | — | — | $202K | 12.8% | |
| Voya Index Solution 2040 P Z Pooled Separate Account | — | — | — | $174K | 11.1% | |
| Voya Index Solution 2060 P Z Pooled Separate Account | — | — | — | $147K | 9.3% | |
| Notes receivable from participants 6.00%-9.00% | — | — | — | $77K | 4.9% | |
| Vangrd 500 Index Fund Adm Mutual Fund | — | — | — | $76K | 4.8% | |
| Voya Index Solution 2050 P Z Pooled Separate Account | — | — | — | $75K | 4.8% | |
| Voya Gv Mny Mkt F A (Hld Acct) Interest bearing 17 * Voya Fixed Account (4062) Interest bearing | — | — | — | $73K | 4.6% | |
| Voya Index Solution 2035 P Z Pooled Separate Account | — | — | — | $69K | 4.4% | |
| Voya Index Solution 2055 P Z Pooled Separate Account | — | — | — | $67K | 4.2% | |
| Voya Index Solution 2025 P Z Pooled Separate Account | — | — | — | $62K | 3.9% | |
| American Funds AMCAP Fund R6 Mutual Fund | — | — | — | $61K | 3.9% | |
| Vangrd Mid-Cap Index Fund Adm Mutual Fund | — | — | — | $43K | 2.7% | |
| American Funds Wash Mtual R6 Mutual Fund | — | — | — | $39K | 2.5% | |
| Vangrd Small-Cap Index Fnd Adm Mutual Fund | — | — | — | $30K | 1.9% | |
| DFA US Targeted Vl Port Ins Mutual Fund | — | — | — | $25K | 1.6% | |
| American Funds Am Balanced R6 Mutual Fund | — | — | — | $18K | 1.2% | |
| Inv Global Fd R6 Mutual Fund | — | — | — | $17K | 1.1% | |
| DFA Infl-Prot Sec Port Ins Mutual Fund | — | — | — | $13K | 0.8% | |
| Voya Index Solution 2065 P Z Pooled Separate Account | — | — | — | $11K | 0.7% | |
| MFS Mid Cap Value Fund Class R6 Mutual Fund | — | — | — | $11K | 0.7% | |
| Voya Intermediate Bond Fund R6 Mutual Fund | — | — | — | $10K | 0.6% | |
| Vangrd Tot Int Stk In F Adm Mutual Fund | — | — | — | $9K | 0.6% | |
| DFA Emerging Markets Pt Ins Mutual Fund | — | — | — | $8K | 0.5% | |
| Columbia High Yield Bond Fd I3 Mutual Fund | — | — | — | $8K | 0.5% | |
| Voya Mid Cap Opport Port R6 Mutual Fund | — | — | — | $5K | 0.3% | |
| ClearBridge Small Cap Growth Fund Class A Mutual Fund | — | — | — | $4K | 0.2% | |
| Voya Index Solution Inc P Z Pooled Separate Account | — | — | — | $3K | 0.2% | |
| Vangrd Balanced Index Fnd Adm Mutual Fund | — | — | — | $2K | 0.1% | |
| DFA Global Real Est Sec Pt Ins Mutual Fund | — | — | — | $1K | <0.1% |
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