How big is A&D Mortgage LLC's plan?

A&D Mortgage LLC's plan reported $1.6M in assets and 175 participants for 2024.

Original filing (PDF)20251015144327NAL0005168289001

A&D Mortgage LLC

Name: A&D Mortgage LLC — Form 5500 (2024)
Creator: A&D Mortgage LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

A&D Mortgage LLC

401(k) retirement plan · A&D Mortgage LLC held $1.6M in plan assets for 175 participants in 2024.

Signals · 3

Possibly inadequate fidelity bondCorrective distributions issuedNo recordkeeper disclosed

Active participants

175

Accounts w/ balance

125

Plan assets (EOY)

$1.6M

Net assets (EOY)

$1.5M

Plan identifiers

A&D Mortgage LLC's EIN is 80-0832417.

EIN 80-0832417

Plan number 001

Plan year 2024

ACK ID 20251015144327NAL0005168289001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for A&D Mortgage LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

A&D Mortgage LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for A&D MORTGAGE LLC.

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How this plan invests

This plan

1 pooled trust

Schedule D

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).
Fidelity bond appears below the 10%-of-assets requirement.
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (23rd percentile).

Plan sponsor

Name

A&D MORTGAGE LLC

EIN

all filings

Address

1040 S FEDERAL HIGHWAY · HOLLYWOOD, FL · 33020

Phone

(305) 760-7005

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

GUTIERREZ MADARIAGA

Trustee / custodian

Service providers (Schedule C)

1 rows

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
IMPERIAL FUND CAPITAL PARTNERS LLC	87-2808521	FORT LAUDERDALE, FL	SERVICE PROVIDER	$0	—

Investments

30 direct securities · 1 pooled fund· $2.6M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Pooled Separate Account

$1.0M

1 holding

Pooled Separate Accounts

$1.0M

10 holdings

Mutual Funds

$177K

8 holdings

Other securities

$156K

9 holdings

Common Collective Trusts

$119K

2 holdings

Bonds / Notes

$77K

1 holding

					% of plan
VOYA VARIABLE INVESTMENT FUNDS VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 001	Pooled Separate Account	—	—	$1.0M	66.4%
Voya Index Solution 2045 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$235K	15.0%
Voya Index Solution 2030 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$202K	12.8%
Voya Index Solution 2040 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$174K	11.1%
Voya Index Solution 2060 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$147K	9.3%
Notes receivable from participants 6.00%-9.00%	Bonds / Notes	—	—	$77K	4.9%
Vangrd 500 Index Fund Adm Mutual Fund	Common Collective Trusts	—	—	$76K	4.8%
Voya Index Solution 2050 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$75K	4.8%
Voya Gv Mny Mkt F A (Hld Acct) Interest bearing 17 * Voya Fixed Account (4062) Interest bearing	Other securities	—	—	$73K	4.6%
Voya Index Solution 2035 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$69K	4.4%
Voya Index Solution 2055 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$67K	4.2%
Voya Index Solution 2025 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$62K	3.9%
American Funds AMCAP Fund R6 Mutual Fund	Mutual Funds	—	—	$61K	3.9%
Vangrd Mid-Cap Index Fund Adm Mutual Fund	Common Collective Trusts	—	—	$43K	2.7%
American Funds Wash Mtual R6 Mutual Fund	Mutual Funds	—	—	$39K	2.5%
Vangrd Small-Cap Index Fnd Adm Mutual Fund	Other securities	—	—	$30K	1.9%
DFA US Targeted Vl Port Ins Mutual Fund	Mutual Funds	—	—	$25K	1.6%
American Funds Am Balanced R6 Mutual Fund	Mutual Funds	—	—	$18K	1.2%
Inv Global Fd R6 Mutual Fund	Other securities	—	—	$17K	1.1%
DFA Infl-Prot Sec Port Ins Mutual Fund	Mutual Funds	—	—	$13K	0.8%
Voya Index Solution 2065 P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$11K	0.7%
MFS Mid Cap Value Fund Class R6 Mutual Fund	Mutual Funds	—	—	$11K	0.7%
Voya Intermediate Bond Fund R6 Mutual Fund	Other securities	—	—	$10K	0.6%
Vangrd Tot Int Stk In F Adm Mutual Fund	Other securities	—	—	$9K	0.6%
DFA Emerging Markets Pt Ins Mutual Fund	Mutual Funds	—	—	$8K	0.5%
Columbia High Yield Bond Fd I3 Mutual Fund	Other securities	—	—	$8K	0.5%
Voya Mid Cap Opport Port R6 Mutual Fund	Other securities	—	—	$5K	0.3%
ClearBridge Small Cap Growth Fund Class A Mutual Fund	Other securities	—	—	$4K	0.2%
Voya Index Solution Inc P Z Pooled Separate Account	Pooled Separate Accounts	—	—	$3K	0.2%
Vangrd Balanced Index Fnd Adm Mutual Fund	Other securities	—	—	$2K	0.1%
DFA Global Real Est Sec Pt Ins Mutual Fund	Mutual Funds	—	—	$1K	<0.1%