Back to filter
Original filing (PDF)20251015081805NAL0005505312001
NV5, INC.
Form 5500
FILING_RECEIVED
NV5, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
3,441
Accounts w/ balance
4,342
Plan assets (EOY)
$464.3M
Net assets (EOY)
$464.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NV5, INC..
Plan sponsor
Name
NV5, INC.
EIN
80-0548043
Address
15092 AVENUE OF SCIENCE · SUITE 200 · SAN DIEGO, CA · 92128
Phone
(858) 385-2136
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LERROSARBEY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $340K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | 20-8764829 | — | INVESTMENT/FINANCIAL ADVI | $150K | — |
Investments
32 direct securities · 2 pooled funds· $461.5M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$437.2M
32 holdings
Common Collective Trust
$24.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | — | $85.9M | 18.5% | |
| FIDELITY BLUE CHIP GROWTH K6 | Registered Investment Companies | — | — | $50.8M | 10.9% | |
| FID FREE INDX 2030 IP | Registered Investment Companies | — | — | $26.6M | 5.7% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $24.3M | 5.2% | |
| FID FREE INDX 2040 IP | Registered Investment Companies | — | — | $22.1M | 4.8% | |
| DODGE & COX STOCK I | Registered Investment Companies | — | — | $18.8M | 4.1% | |
| FID FREE INDX 2045 IP | Registered Investment Companies | — | — | $18.3M | 3.9% | |
| FID FREE INDX 2050 IP | Registered Investment Companies | — | — | $16.4M | 3.5% | |
| FID FREE INDX 2035 IP | Registered Investment Companies | — | — | $15.5M | 3.3% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $15.5M | 3.3% | |
| FID FREE INDX 2055 IP | Registered Investment Companies | — | — | $15.5M | 3.3% | |
| COL GLBL TECH GROWTH - I | Registered Investment Companies | — | — | $11.5M | 2.5% | |
| FID FREE INDX 2025 IP | Registered Investment Companies | — | — | $11.1M | 2.4% | |
| FID US BOND IND | Registered Investment Companies | — | — | $11.0M | 2.4% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $10.3M | 2.2% | |
| VIC CORE PLUS INTERM BOND R6 | Registered Investment Companies | — | — | $9.6M | 2.1% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $9.6M | 2.1% | |
| VICTORY ESTABLISHED VALUE R6 | Registered Investment Companies | — | — | $9.5M | 2.1% | |
| FID FREE INDX 2020 IP | Registered Investment Companies | — | — | $9.5M | 2.0% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $7.9M | 1.7% | |
| DODGE & COX INTL STOCK I | Registered Investment Companies | — | — | $7.6M | 1.6% | |
| FRANKLIN SMALL CAP GROWTH R6 | Registered Investment Companies | — | — | $7.4M | 1.6% | |
| BRN ADV SUSTAIN GROWTH INST | Registered Investment Companies | — | — | $6.9M | 1.5% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $6.2M | 1.3% | |
| VANGUARD TOT INTL STK IND ADM | Registered Investment Companies | — | — | $6.0M | 1.3% | |
| FID FREE INDX INCOME IP | Registered Investment Companies | — | — | $5.4M | 1.2% | |
| FID FREE INDX 2060 IP | Registered Investment Companies | — | — | $4.2M | 0.9% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $4.2M | 0.9% | |
| GQG PARTNERS EMG MKT EQ INST | Registered Investment Companies | — | — | $3.9M | 0.8% | |
| VAN INFL PROTECTED SEC - ADMR | Registered Investment Companies | — | — | $3.4M | 0.7% | |
| FID FREE INDEX 2065 IP | Registered Investment Companies | — | — | $2.9M | 0.6% | |
| VAN HEALTH CARE - INV | Registered Investment Companies | — | — | $2.1M | 0.5% | |
| AB GLOBAL BOND Z | Registered Investment Companies | — | — | $1.4M | 0.3% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $431 | <0.1% |