Back to filter
Original filing (PDF)20251015055623NAL0004176017001
BTG PACTUAL ASSET MANAGEMENTUS
Form 5500
FILING_RECEIVED
BTG PACTUAL 401(K) PLAN
401(k) retirement plan
Active participants
477
Accounts w/ balance
453
Plan assets (EOY)
$59.0M
Net assets (EOY)
$59.0M
How this plan invests
This plan
1 pooled trust
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BTG PACTUAL ASSET MANAGEMENTUS.
Plan sponsor
Name
BTG PACTUAL ASSET MANAGEMENTUS
EIN
80-0260014
Address
601 LEXINGTON AVENUE 57TH FLOOR · NEW YORK, NY · 10022
Phone
(212) 293-4658
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CITRIN COOPERMAN & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $4K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Investments
39 direct securities · 1 pooled fund· $58.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$55.4M
39 holdings
Common Collective Trust
$2.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $9.5M | 16.1% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $6.2M | 10.6% | |
| JPMORGAN LARGE CAP GROWTH R6 | Registered Investment Companies | — | — | $4.4M | 7.5% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $3.3M | 5.6% | |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $2.9M | 4.9% | |
| MET GG SV 25554 - J WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $2.8M | 4.7% | |
| VANG TOT STK MKT IDX - ADMIRAL | Registered Investment Companies | — | — | $2.7M | 4.7% | |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $2.7M | 4.6% | |
| AMERFUNDS AMER BALANCED - R6 | Registered Investment Companies | — | — | $2.1M | 3.6% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $2.0M | 3.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.9M | 3.2% | |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $1.6M | 2.8% | |
| INVESCO GLOBAL R6 | Registered Investment Companies | — | — | $1.6M | 2.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $1.3M | 2.3% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $1.3M | 2.1% | |
| VANGUARD INTL GRTH ADM | Registered Investment Companies | — | — | $1.1M | 1.9% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $766K | 1.3% | |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $756K | 1.3% | |
| PIMCO HIGH YIELD INSTL | Registered Investment Companies | — | — | $721K | 1.2% | |
| INVESCO GROWTH AND INCOME R6 | Registered Investment Companies | — | — | $721K | 1.2% | |
| FID 500 IND | Registered Investment Companies | — | — | $695K | 1.2% | |
| DFA US TARGETED VAL PORT INST | Registered Investment Companies | — | — | $655K | 1.1% | |
| MFS INTL INTRINSIC VALUE R6 | Registered Investment Companies | — | — | $654K | 1.1% | |
| FID LARGE CAP GROWTH INDEX | Registered Investment Companies | — | — | $573K | 1.0% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $568K | 1.0% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $440K | 0.7% | |
| CLEARBRIDGE SMALL CAP GR IS | Registered Investment Companies | — | — | $436K | 0.7% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $418K | 0.7% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $398K | 0.7% | |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $397K | 0.7% | |
| MS ADVANTAGE I | Registered Investment Companies | — | — | $375K | 0.6% | |
| JPM GLOBAL BOND OPPS R6 | Registered Investment Companies | — | — | $371K | 0.6% | |
| DWS LATIN AMERICA EQUITY INST | Registered Investment Companies | — | — | $349K | 0.6% | |
| VAN LG TRM TREAS IDX ADM | Registered Investment Companies | — | — | $339K | 0.6% | |
| GS EMERGING MARKETS DEBT R6 | Registered Investment Companies | — | — | $319K | 0.5% | |
| FID INTTRS BOND INDEX | Registered Investment Companies | — | — | $232K | 0.4% | |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $177K | 0.3% | |
| ABRDN CHINA A SHARE EQ INST | Registered Investment Companies | — | — | $167K | 0.3% | |
| MORGAN STANLEY INTL ADV PORT I | Registered Investment Companies | — | — | $108K | 0.2% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $48K | <0.1% |