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Original filing (PDF)20251015211644NAL0011273122001
DUBOIS CHEMICALS, INC.
Form 5500
FILING_RECEIVED
DUBOIS CHEMICALS, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
894
Accounts w/ balance
1,309
Plan assets (EOY)
$107.1M
Net assets (EOY)
$107.1M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUBOIS CHEMICALS, INC..
Plan sponsor
Name
DUBOIS CHEMICALS, INC.
EIN
80-0244824
Address
3630 EAST KEMPER ROAD · SHARONVILLE, OH · 45241
Phone
(513) 554-4210
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BARNES DENNING & CO., LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $37K | — |
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $35K | — |
| BARNES DENNIG | 31-1119890 | — | SERVICE PROVIDER | $24K | — |
| MORNINGSTAR | 36-3297908 | — | SERVICE PROVIDER | $0 | — |
Investments
29 direct securities · 1 pooled fund· $203.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$107.1M
29 holdings
Pooled Separate Account
$96.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY CO · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $96.6M | 90.2% | |
| Vangrd Trgt Retire 2030 Fd Registered Investment Company | — | — | — | $12.2M | 11.4% | |
| Vangrd 500 Index Fund Adm Registered Investment Company | — | — | — | $11.4M | 10.7% | |
| Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $10.3M | 9.6% | |
| Voya Fixed Account (4062) Insurance Company General Account | — | — | — | $7.1M | 6.6% | |
| American Funds Growth Fnd R6 Registered Investment Company | — | — | — | $7.0M | 6.5% | |
| American Funds Wash Mutual R6 Registered Investment Company | — | — | — | $5.2M | 4.8% | |
| Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $5.0M | 4.6% | |
| Vangrd Balanced Index Fnd Adm Registered Investment Company | — | — | — | $4.8M | 4.5% | |
| Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $4.3M | 4.0% | |
| Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $4.0M | 3.8% | |
| Vangrd Small-Cap Index Fnd Adm Registered Investment Company | — | — | — | $3.9M | 3.6% | |
| Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $3.6M | 3.4% | |
| Vangrd Tot Int Stk In F Adm Registered Investment Company | — | — | — | $3.5M | 3.2% | |
| Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $3.1M | 2.9% | |
| Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $2.5M | 2.4% | |
| Voya Intermediate Bond Fund R6 Registered Investment Company | — | — | — | $2.4M | 2.2% | |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $2.3M | 2.1% | |
| Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $2.3M | 2.1% | |
| Neuberg Berm MdCp Grw Fnd R6 Registered Investment Company | — | — | — | $2.0M | 1.9% | |
| LOAN FUND Participant Loans - Rates 4.25% to 9.50% | — | — | — | $1.8M | 1.7% | |
| CHARLES SCHWAB PCRA Other | — | — | — | $1.6M | 1.5% | |
| Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $1.5M | 1.4% | |
| DFA Infl-Prot Sec Port Ins Registered Investment Company | — | — | — | $1.5M | 1.4% | |
| American Funds Cap Wld G&I R6 Registered Investment Company | — | — | — | $1.3M | 1.2% | |
| party date,rate of interest, collateral, par, or maturity date AmCen Mid Cap Value Fund R6 Registered Investment Company | — | — | — | $1.1M | 1.0% | |
| Vangrd Trgt Retire 2070 Fd Registered Investment Company | — | — | — | $540K | 0.5% | |
| (Held at End of Year) DUBOIS CHEMICALS, INC. RETIREMENT SAVINGS PLAN EIN#80-0244824 Plan# 001 Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $455K | 0.4% | |
| PIMCO Intl Bd Fnd Unhdg Ins Registered Investment Company | — | — | — | $410K | 0.4% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $68K | <0.1% |